U. S. Bank
WMAffluentAssociate
Neural analysis suggests this role is
optimal for Mid candidates.
“WM Affluent Associate at U. S. Bank. Skills: Sales, Customer Service, Financial Services. Provide sales, processing, operational, administrative and customer service support. Make and track appointments”
Industry & Context.
Analytical skills; Detail-oriented
What They're Looking For.
Must Have
High school diploma or equivalent, FINRA SIE, Series 6 or 7, 63 registrations, life, variable life, health and disability insurance licenses
Nice to Have
Bachelor's degree, Two to four years of investment industry experience, Experience with the policies, processes and procedures of the brokerage industry, FINRA and SEC regulatory standards, Ability to contact and profile existing clients, leads, and prospects, Prior sales and service experience relating to Brokerage and Investment Advisory business, Proven understanding of operations, policies, procedures, regulations and compliance requirements, analytical skills with an emphasis on detail, Ability to handle multiple assignments simultaneously and work with deadlines while maintaining accuracy, Effective communication and organizational skills necessary for day to day relationship management with both internal and external clients and partners
What You'll Do.
administrative and customer service support
Make and track appointments
Prepare investment proposals/reviews/routine correspondence
Organize paper flow in adherence to firm's record-keeping requirements
Maintain client files and supplies
Open and disseminate mail
Assist in business development
Meet with existing or new prospects
Contact existing client base to review current relationship
Plan and coordinate marketing campaigns
Meet with internal departments to discuss joint business initiatives
How You'll Work.
Team & Collaboration
Work with product team; Relationship management with internal and external clients and partners
Communication Scope
Effective communication skills
Full Job Description
At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. ## **_Job Description_** Provides sales, processing, operational, administrative and customer service support to Financial Advisors of U.S. Bancorp Advisors. Performs administrative support duties to assist Financial Advisors such as: making and tracking appointments, preparing investment proposals/reviews/routine correspondence, organizing paper flow in adherence to the firm’s record-keeping requirements, maintaining client files and supplies, answering phones, opening and disseminating mail. Assists in business development at the direction of the Financial Advisors such as: meeting with existing or new prospects, contacting existing client base to review current relationship, planning and coordinating marketing campaigns/business development seminars and meeting with internal departments to discuss joint business initiatives. **This role can be located in Walnut Creek, San Ramon, or Pleasanton** **Basic Qualifications** \- High school diploma or equivalent (Bachelor's degree preferred) \- Two to four years of investment industry experience preferred \- To be eligible for business incentives, must have FINRA SIE, Series 6 or 7, 63 registrations and life, variable life, health and disability insurance licenses **Preferred Skills/Experience** \- Experience with the policies, processes and procedures of the brokerage industry, FINRA and SEC regulatory standards and all applicable regulatory bodies, ensuring regulatory standards are met
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