WealthRegulatoryReportingOperationsAVP

The Non-Financial Regulatory Reporting Operations Senior Analyst is a seasoned professional who provides oversight of non-financial regulatory reporting deliverables, maintaining a strong control environment. The Senior Analyst ensures accurate and timely submissions by monitoring workflows, supporting the remediation of identified issues, and facilitating root cause analyses. Role to assist in maintaining and enhancing the reporting control framework, performing reviews of controls and KPIs, and support the team's response to audits, regulatory exams, and internal assurance activities. The Senior Analyst promotes process improvement, supports automation opportunities, and is responsible for coaching junior team members, bridging the gap between operational execution and leadership. **Key Responsibilities** * **Reporting & Execution:** * Perform advanced post-submission validation and analysis to identify and resolve issues related to regulatory reporting. * Prepare and submit complex non-financial regulatory reports for various jurisdictions and products, ensuring accuracy, completeness, and timeliness. * Act as a primary point of contact for coordination with partner units for exceptions and clarifications pertaining to identified issues. * Analyze regulatory reporting processes from front to back to identify gaps and improvement opportunities. * **Process Improvement & Projects:** * Execute assigned elements of the roadmap to improve regulatory reporting operations by streamlining processes, mitigating risks, and enhancing documentation. * Drive projects and process improvements, anticipating future regulatory changes and supporting operational alignment within assigned areas. * Develop Business Requirements for system-related enhancements and participate in the end-to-end management of their implementation. * **Control & Documentation:** * Oversee and enhance the control framework for assigned reports, including MCA, audits, and procedure updates. * Ensure the c