Company
FinTech
USRegulatoryManager
Neural analysis suggests this role is
optimal for Manager candidates.
“US Regulatory Manager. Skills: Regulatory compliance, Risk management, State licensing, Financial services regulations. Maintain compliance framework. Enhance compliance framework”
Industry & Context.
Problem-solving capabilities
What They're Looking For.
Must Have
7+ years regulatory compliance, 7+ years risk management, 7+ years legal compliance, 7+ years advisory functions, Manage state-licensed lending, Support state-licensed lending, Manage money transmission programs, Support money transmission programs, Develop internal controls, Develop compliance monitoring, Develop compliance testing, Develop governance reporting, Develop examination readiness, Develop audit readiness initiatives, Collaborate across Product, Collaborate across Operations, Collaborate across Engineering, Collaborate across Finance, Collaborate across Legal, Collaborate across business functions
Nice to Have
CRCM certification, Similar certification, Experience with regulatory agencies, Multi-state examinations experience, Fintech compliance programs experience, Digital asset compliance programs experience, GRC implementation experience, CMS implementation experience, Interest in bitcoin regulation, Interest in digital asset regulation
What You'll Do.
Maintain compliance framework
Enhance compliance framework
Lead regulatory risk assessments
Develop mitigation strategies
Strengthen compliance programs
Manage state licensing activities
Manage regulatory reporting
Manage maintenance requirements
Manage regulator communications
Monitor federal regulations
Monitor state regulations
Ensure timely implementation
Review new partnerships
Review marketing initiatives
Identify compliance considerations
Mitigate regulatory risks
Partner with business teams
Partner with operational teams
Partner with technical teams
Develop scalable compliance controls
Implement scalable compliance controls
Develop monitoring processes
Implement monitoring processes
Develop governance practices
Implement governance practices
Oversee compliance testing
Oversee issue management
Oversee remediation efforts
Oversee audit readiness
Oversee responses to inquiries
Oversee responses to complaints
Support GRC initiatives development
Support GRC initiatives maturity
Support CMS development
Design compliance training
Deliver compliance training
How You'll Work.
Team & Collaboration
Partner with business teams; Partner with operational teams; Partner with technical teams; Collaborate across Product; Collaborate across Operations; Collaborate across Engineering; Collaborate across Finance; Collaborate across Legal; Collaborate across business functions
Communication Scope
Translate requirements; Operational guidance; Business processes
Process & Methodology
Project management capabilities
Full Job Description
## Accountabilities Maintain and enhance a comprehensive compliance framework covering lending, money transmission, payments, and virtual currency activities across applicable jurisdictions. Lead regulatory risk assessments, identifying key risks, evaluating controls, and developing mitigation strategies to strengthen compliance programs. Manage state licensing activities, including renewals, regulatory reporting, examinations, ongoing maintenance requirements, and regulator communications. Monitor evolving federal and state regulations affecting digital assets, lending, payments, and financial services operations, ensuring timely implementation of necessary changes. Review new products, services, partnerships, and marketing initiatives to identify compliance considerations and mitigate regulatory risks. Partner with business, operational, and technical teams to develop and implement scalable compliance controls, monitoring processes, and governance practices. Oversee compliance testing, issue management, remediation efforts, audit readiness activities, and responses to regulatory inquiries or consumer complaints. Support the continued development and maturity of Governance, Risk, and Compliance (GRC) initiatives and the Compliance Management System (CMS). Design and deliver compliance training programs that promote awareness and adherence to regulatory obligations across the organization. Requirements Minimum 7 years of experience in regulatory compliance, risk management, legal compliance, or advisory functions within financial services, fintech, lending, payments, or digital asset sectors. Demonstrated experience managing or supporting state-licensed lending and/or money transmission programs. Strong knowledge of U.S. financial services regulations, including state lending and money transmission requirements, as well as federal regulations such as Regulation E, UDAAP, ECOA, TILA, the E-Sign Act, and relevant BSA/AML principles. Proven expertise in developing inte
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