State Street
Financial Services
TransferAgency,Associate2
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Transfer Agency, Associate 2 at State Street. Skills: Transfer Agency, Shareholder database management, Client onboarding, Transaction processing, Regulatory compliance (AML, CDD). Create or amend shareholder database in TA system. Review application form”
Industry & Context.
Critical thinking and problem solving
Ready to work in night shift
What They're Looking For.
Must Have
Graduation in commerce, Proficiency in MS Office
Nice to Have
Mutual Fund and Capital Market knowledge is added advantage
What You'll Do.
Create or amend shareholder database in TA system, Review application form, Complete A/C opening checklist, Determine level of CDD to be completed, Complete CDD (i.
AML checks, Prime Screening, Tax residence assessment etc), Open an Account in TA system, Manage Projects (e.g.
Re-papering, Changes to the register), Perform Client Conversion Sampling, Ensure Document management control (DMC), Perform Shareholder maintenance, Execute Customer Identification program, Perform Documents in good order/ Not in good order check as per requirements.
How You'll Work.
Communication Scope
Good verbal & written communication
Full Job Description
**Who we are looking for:** Looking for candidate who will be responsible for create or amend shareholder database in TA system. Candidate should have good verbal & written communication. Preferable location South Mumbai. Ready to work in night shift. **Why this role is important to us:** We provide fund administration services to Mutual funds. Range of tasks includes onboarding of new Clients, Processing of Subscription and Redemption trads, distributing Dividends, Settlement and Reconciliation. The team you will be joining is a part of Registration, that became a part of State Street in Jan, 2024. Registration helps in Onboarding new client on TA platforms. Also responsible for creating or amending shareholder database. **What you will be responsible for:** As Associate 2 you will: * Reviews application form * Completes A/C opening checklist * Determines level of CDD to be completed * Completes CDD (i.e. AML checks, Prime Screening, Tax residence assessment etc) * Open an Account in TA system. * Projects (e.g. Re-papering, Changes to the register) * Client Conversion Sampling * Document management control (DMC) * Shareholder maintenance, Customer Identification program * Documents in good order/ Not in good order check as per requirements **What we value:** These skills will help you succeed in this role: * These skills will help you succeed in this role: * Good domain knowledge * Good verbal & written communication * Excel knowledge * Critical thinking and problem solving **Education & Preferred Qualifications:** * Graduation in commerce * Proficiency in MS Office **Additional requirements:** Mutual Fund and Capital Market knowledge is added advantage **About State Street** **What we do.** State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguar
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