Transaction Reporting Analyst
Financial Services
TransactionReportingAnalyst-MiFID
Neural analysis suggests this role is
optimal for Mid candidates.
“Transaction Reporting Analyst - MiFID at Transaction Reporting Analyst. Skills: MiFID Transaction Reporting, Regulatory reporting, Data analysis, Problem solving, Communication. Produce and oversee the MiFID Transaction Reporting (RTS22) submissions. Support the team with other regulatory submissions (MiFID Trade reporting, EMIR, SFTR, etc.)”
Industry & Context.
Problem solving; Root-cause analysis
What They're Looking For.
Must Have
2 – 3 years’ experience in a similar role, Knowledge of MiFID Transaction reporting obligations, Knowledge of relevant instruments, Knowledge of reporting technical standards, Knowledge of associated industry guidance, Demonstrable expertise in data analysis techniques, Demonstrable expertise in problem solving, Demonstrable expertise in root-cause analysis, Clear communication of conclusions to senior management, Experience of working within a regulatory driven agenda, Experience assessing regulatory impacts to the business and Operations, Operating across businesses and functions, such as Compliance, Legal, Technology and the Business, Communication skills, Effective stakeholder management
Nice to Have
Prior experience in regulatory assurance / QA activities is an advantage, Prior experience of MiFID reporting solutions is an advantage, Demonstrable negotiation skills, Demonstrable influencing skills, Demonstrable relationship management skills
What You'll Do.
Produce and oversee the MiFID Transaction Reporting (RTS22) submissions
Support the team with other regulatory submissions (MiFID Trade reporting
Support new transaction based regulatory reporting
Responsibility for the daily production
delivery and oversight of RLAM’s MiFID Transaction Reporting BAU submissions
Undertake the associated BAU assurance activities in collaboration with compliance and RLAM’s assurance partner
Carry out remediation work as required where issues are identified across processes and reporting
Review the existing reporting processes and control framework to identify enhancements and opportunities for continuous improvement
Identify and deliver necessary reporting process change to maintain compliance with an evolving regulatory reporting and business change environment
Participate in internal and external audits as well as regulatory inspections in relation to the firm’s reporting obligations
Completing daily & monthly reconciliations involving multiple sets of data to ensure regulatory compliance
Production of periodic MI for presentation on various board/committees as well as stats packs for external clients
Liaising with both external clients and internal departments for fast and accurate resolution of queries/exceptions
How You'll Work.
Team & Collaboration
Undertake the associated BAU assurance activities in collaboration with compliance and RLAM’s assurance partner; Operating across businesses and functions, such as Compliance, Legal, Technology and the Business; Liaising with both external clients and internal departments
Communication Scope
Clear communication of conclusions to senior management; Communication skills; Effective stakeholder management
Full Job Description
Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people empower us, and we believe in being part of a team that is open, collaborative, entrepreneurial, passionate and above all fun. **About the role** We are currently looking for an MiFID Transaction Reporting Analyst. You will produce and oversee the MiFID Transaction Reporting (RTS22) submissions, as well as supporting the team with other regulatory submissions (MiFID Trade reporting, EMIR, SFTR, etc) and any new transaction based regulatory reporting as and when required in the future. **What you will be doing** * Responsibility for the daily production, delivery and oversight of RLAM’s MiFID Transaction Reporting BAU submissions * Undertake the associated BAU assurance activities in collaboration with compliance and RLAM’s assurance partner. * Carry out remediation work as required where issues are identified across processes and reporting. * Review the existing reporting processes and control framework to identify enhancements and opportunities for continuous improvement. * Identify and deliver necessary reporting process change to maintain compliance with an evolving regulatory reporting and business change environment. * Participate in internal and external audits as well as regulatory inspections in relation to the firm’s reporting obligations. * Completing daily & monthly reconciliations involving multiple sets of data to ensure regulatory compliance * Production of periodic MI for presentation on various board/committees as well as stats packs for external clients * Liaising with both external clients and internal departments for fast and accurate resolution of queries/exceptions. **What you bring** * Knowledge of MiFID Transaction reporting obligations, relevant instruments, reporting technical standards and associated industry guidance * 2 – 3 years’ experien
Applying for this Transaction Reporting Analyst - MiFID role?
Most applicants get filtered before a human reads their resume. See if yours makes the cut.
How to Apply on Workday
- Workday has a multi-step form — save your progress after every section.
- "Apply With LinkedIn" can fail or lose data; manual entry is more reliable.
- Watch for the "Submit for Review" final step — hitting "Save" alone does not submit.
- Job requisition numbers are useful when following up with HR by email.
ANONYMOUS · UNFILTERED
What do employees actually say about Transaction Reporting Analyst?
Real rants from real employees. Read before you apply.