Interactive Brokers
Financial Services
TradeSurveillanceAnalyst
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Trade Surveillance Analyst at Interactive Brokers. Skills: Trade surveillance, Regulatory inquiries, Financial markets. Conduct trade monitoring. Conduct trade surveillance”
Industry & Context.
Problem-solving skills; Analytical skills
Citizenship requirements depend on candidate and jurisdiction
What They're Looking For.
Must Have
Good quantitative skills, Analytical skills, Problem-solving skills, Fluency in English, Relevant direct financial market experience, Familiarity with exchange rules, Familiarity with rules governing trading conduct, Good product knowledge, Understanding of the markets, Prior trade monitoring and surveillance experience, Solid academic background, Relevant qualifications, Good organizational skills, Ability to prioritize, Ability to work independently, Experience in dealing with exchange and regulatory enquiries, High degree of comfort with computers and technology, Ability to work in a small team environment, Ability to multi-task, Ability to work with minimal supervision
Nice to Have
Prior experience with Smarts broker, Chinese language ability
What You'll Do.
Conduct trade monitoring
Conduct trade surveillance
Review trade surveillance system
Enhance trade surveillance system
Manage projects for enhancements
Implement regulatory changes
Craft instructions for programmers
Assist in handling trading inquiries
Assist in drafting policies
Implement supervisory procedures
Develop remedial action plans
How You'll Work.
Team & Collaboration
Work with technology staff; Work in a small team environment
Communication Scope
English (written and spoken)
Process & Methodology
Manage projects
Full Job Description
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology. Responsibilities Reporting to the Regional Head of Surveillance, the role involves: Conducting trade monitoring and surveillance Reviewing and providing suggestions to enhance the existing trade surveillance system/reports Manage projects to build and implement approved enhancements and changes required due to regulatory changes. Crafting written instructions for programmers and technology staff. Assisting in handling trading inquiries from regulators and exchanges in the region, primarily Australia and Hong Kong; Assisting in drafting and implementing firm policies and written supervisory procedures; Developing and implementing remedial action plans in response to internal and external audit findings; Required Qualifications and Skills Good quantitative, analytical and problem-solving skills Fluency in English (both written and spoken) is essential. Relevant direct financial market experience at a financial services regulatory agency, exchange or licensed brokerage/trading firm. Familiarity with exchan
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