Julius Baer
Financial Services
TeamHead-Products&ServicesCompliance
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Team Head - Products & Services Compliance at Julius Baer. Skills: Compliance oversight, Regulatory advisory, Risk assessment. Lead compliance team. Mentor compliance team”
Industry & Context.
Solutions-oriented mindset
What They're Looking For.
Must Have
University degree in Finance, 8 years' experience in financial services compliance
Nice to Have
Experience in private banking, Experience in wealth management, Experience in Big Four consultancy
What You'll Do.
Mentor compliance team
Develop compliance team
Ensure policy adherence
Ensure regulatory adherence
Provide independent assessment
Provide objective challenge
Advise business units
Advise product development
Assess impact of regulations
Translate regulations into guidance
Translate regulations into controls
Contribute to cross-functional projects
Design compliance monitoring framework
Implement compliance monitoring framework
Refine compliance monitoring framework
Oversee Compliance Control Plan execution
Drive remediation efforts
Monitor remediation progress
Prepare periodic reports
Prepare ad-hoc reports
Represent Compliance in committees
Coordinate responses to regulators
Coordinate audit requests
How You'll Work.
Team & Collaboration
Business units; Legal; Risk; Product development; First-line stakeholders; Senior Management; Group Compliance; Internal committees; External audit
Communication Scope
Interpersonal skills; Reporting
Process & Methodology
Compliance integration
Full Job Description
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. The Team Head – Products & Services Compliance plays a pivotal role within the Compliance function of Bank Julius Baer Europe (BJBE), reporting to the Head of Regulatory and Product & Services Compliance. This position is central to safeguarding the integrity and regulatory standing of the bank by leading a dedicated team responsible for proactive compliance monitoring across core business activities. Operating as a strategic partner to senior management, the incumbent ensures robust oversight of compliance risks associated with products, services, and client-related operations. The role demands a strong command of EU financial regulation, deep technical expertise, and the ability to lead with influence across multi-jurisdictional teams. The individual will uphold the highest standards of conduct in alignment with Julius Baer’s values and governance expectations. ## **YOUR CHALLENGE** **Leadership & Compliance Oversight** * Lead, mentor, and develop a high-performing compliance team focused on product and service monitoring, fostering a culture of accountability, precision, and continuous improvement. * Ensure full adherence to internal policies, regulatory requirements, and supervisory expectations across all BJBE entities. * Champion the “Second Line of Defense” mandate by providing independent, objective assessment and challenge to front-line functions. **Regulatory Advisory & Business Partnership** * Serve as a trusted advisor to business units, legal, risk and product development on compliance implications relating to current and emerging regulations. * Proactively assess the impact of evolving regulatory landscapes—including MiFID II, IDD, AML/CFT, Tax Transparency (CRS/FATCA), Sanctions, Market Abuse Regulation (MAR), and ESG-rel
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