Julius Baer

Financial Services

TeamHead-Products&ServicesCompliance

€85–130k ~AI est. Madrid, Spain FULL TIME
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Mid+ candidates.

The Brief

“Team Head - Products & Services Compliance at Julius Baer. Skills: Compliance oversight, Regulatory advisory, Risk assessment. Lead compliance team. Mentor compliance team”

Industry & Context.

Financial Services
Problems you'll solve

Solutions-oriented mindset

What They're Looking For.

Must Have

University degree in Finance, 8 years' experience in financial services compliance

Nice to Have

Experience in private banking, Experience in wealth management, Experience in Big Four consultancy

What You'll Do.

Mentor compliance team

Develop compliance team

Ensure policy adherence

Ensure regulatory adherence

Provide independent assessment

Provide objective challenge

Advise business units

Advise product development

Assess impact of regulations

Translate regulations into guidance

Translate regulations into controls

Contribute to cross-functional projects

Design compliance monitoring framework

Implement compliance monitoring framework

Refine compliance monitoring framework

Oversee Compliance Control Plan execution

Drive remediation efforts

Monitor remediation progress

Prepare periodic reports

Prepare ad-hoc reports

Represent Compliance in committees

Coordinate responses to regulators

Coordinate audit requests

How You'll Work.

Team & Collaboration

Business units; Legal; Risk; Product development; First-line stakeholders; Senior Management; Group Compliance; Internal committees; External audit

Communication Scope

Interpersonal skills; Reporting

Process & Methodology

Compliance integration

Full Job Description

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. The Team Head – Products & Services Compliance plays a pivotal role within the Compliance function of Bank Julius Baer Europe (BJBE), reporting to the Head of Regulatory and Product & Services Compliance. This position is central to safeguarding the integrity and regulatory standing of the bank by leading a dedicated team responsible for proactive compliance monitoring across core business activities. Operating as a strategic partner to senior management, the incumbent ensures robust oversight of compliance risks associated with products, services, and client-related operations. The role demands a strong command of EU financial regulation, deep technical expertise, and the ability to lead with influence across multi-jurisdictional teams. The individual will uphold the highest standards of conduct in alignment with Julius Baer’s values and governance expectations. ## **YOUR CHALLENGE** **Leadership & Compliance Oversight** * Lead, mentor, and develop a high-performing compliance team focused on product and service monitoring, fostering a culture of accountability, precision, and continuous improvement. * Ensure full adherence to internal policies, regulatory requirements, and supervisory expectations across all BJBE entities. * Champion the “Second Line of Defense” mandate by providing independent, objective assessment and challenge to front-line functions. **Regulatory Advisory & Business Partnership** * Serve as a trusted advisor to business units, legal, risk and product development on compliance implications relating to current and emerging regulations. * Proactively assess the impact of evolving regulatory landscapes—including MiFID II, IDD, AML/CFT, Tax Transparency (CRS/FATCA), Sanctions, Market Abuse Regulation (MAR), and ESG-rel

Free ATS check

Applying for this Team Head - Products & Services Compliance role?

Most applicants get filtered before a human reads their resume. See if yours makes the cut.

How to Apply on Workday

  • Workday has a multi-step form — save your progress after every section.
  • "Apply With LinkedIn" can fail or lose data; manual entry is more reliable.
  • Watch for the "Submit for Review" final step — hitting "Save" alone does not submit.
  • Job requisition numbers are useful when following up with HR by email.

ANONYMOUS · UNFILTERED

What do employees actually say about Julius Baer?

Real rants from real employees. Read before you apply.

Read Company Rants →