T. Rowe Price

Financial Services

Sr.Manager,CodeCompliance

$110–188k Owings Mills, Maryland, United States FULL TIME Remote Friendly
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Manager candidates.

The Brief

“Sr. Manager, Code Compliance at T. Rowe Price. Skills: Code compliance, Regulatory requirements, Risk management, Legal analysis. Ensure adherence to regulatory requirements. Manage compliance programs”

Industry & Context.

Financial Services

What You'll Do.

Ensure adherence to regulatory requirements

Manage compliance programs

Conduct risk assessments

Provide legal analysis

Oversee compliance activities

Full Job Description

At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident. We believe doing the right thing for our clients and our associates is good business. With a career at the firm, you can expect opportunities to create real impact at work and in your community. You’ll enjoy resources to support your career path, as well as compensation, benefits, and flexibility to enrich your life. Here, you’ll find a collaborative culture that respects and values differences and colleagues who share a spirit of generosity. Join us for the opportunity to grow and make a difference in ways that matter to you. **Role Summary** The Sr. Manager, Code Compliance leads a high-performing team responsible for overseeing and enhancing the firm’s Code of Ethics, personal trading, outside activities, and conflicts of interest framework. This role plays a critical part in protecting the integrity of T. Rowe Price’s fiduciary and regulatory obligations by ensuring associates’ activities are appropriately monitored, assessed, and aligned with firm policy and regulatory expectations. Code Compliance is a dynamic and evolving function, operating at the intersection of regulatory requirements, business strategy, and technology enablement, with a focus on proactively identifying and mitigating employee conflicts of interest across a complex global organization. As the Sr. Manager, Code Compliance, you will partner with Global Compliance management to shape the firm’s approach to employee conduct oversight while driving continuous improvement in pr

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