Settlement Operations
SettlementOperations-NCT
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Settlement Operations - NCT at Settlement Operations. Skills: FINI settlement transactions, custody settlement process, regulatory reporting. Process FINI settlement transactions, including equity trade, stock borrowing and lending, futures, bond and ETF, etc.. Understand for custody settlement process and applicable regulations.”
What They're Looking For.
Must Have
Bachelor’s degree in finance, Business management, or relevant function, Trust Operations Personnel License
Nice to Have
Experiences in banking operations or custodian function is preferred
What You'll Do.
Process FINI settlement transactions
including equity trade
stock borrowing and lending
Understand for custody settlement process and applicable regulations.
Prepare documentation and perform tasks related to audit
control and reconciliation purpose.
Monitor and follow up the pending items for daily activities and ad-hoc tasks.
Support client reporting and inquiries for settlement transactions.
Handle frequently regulatory reporting.
Participant in system enhancement and ad-hoc system testing for client’s request
or system regular upgrade.
Communicate with local brokers
and regulators for effective interaction.
How You'll Work.
Team & Collaboration
Works well in a team; building and managing relationships with the front office and other internal and external parties
Communication Scope
Good communication and English written skill
Full Job Description
## _**Job Description:**_ Additional Job Description **Details of the Division and Team:** The Branch Operations Analyst is responsible for ensuring timely, complete, and accurate processing of relevant information, including performing all relevant controls within own area of responsibility. They undertake time critical, complex, or regulated tasks and must ensure the timely escalation of operational, regulatory, and other risks to the line manager and functional leads as appropriate. The Branch Operations Analyst may also be responsible for building and managing relationships with the front office and other internal and external parties at an appropriate level, in particular around the more time critical, complex or regulated tasks. **What we will offer you:** A healthy, engaged, and well-supported workforce is better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with your development and wellbeing at its center. **You can expect:** * Annual health checkup – cost borne by company (once a year) (above 40years old is TWD10,000 & less than 40 years old is TWD5,000) * EAP – free and confidential counseling, online work-life resources * Annual leaves entitlement * Better Maternity leave **Your key responsibilities:** * Process FINI settlement transactions, including equity trade, stock borrowing and lending, futures, bond and ETF, etc. * Understand for custody settlement process and applicable regulations. * Prepare documentation and perform tasks related to audit, control and reconciliation purpose. * Monitor and follow up the pending items for daily activities and ad-hoc tasks. * Support client reporting and inquiries for settlement transactions. * Handle frequently regulatory reporting. * Participant in system enhancement and ad-hoc system testing for client’s request, market change, or system regular upgrade. * Communicate with local brokers, Taiwan
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