Wells Fargo

Financial Services

SeniorSecuritiesOperationsSpecialist

$95–145k ~AI est. Charlotte, North Carolina, United States FULL TIME Remote Friendly
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Senior candidates.

The Brief

“Senior Securities Operations Specialist at Wells Fargo. Skills: Securities Operations, Performance Analytics, Data Integrity. Lead lifecycle initiatives. Support lifecycle tasks”

What You'll Achieve.

Ensure accuracy of client data; Ensure integrity of client data; Resolve issues impacting client reporting; Resolve issues impacting financial results; Resolve issues impacting risk exposure; Strengthen operational controls; Mitigate operational risk

Industry & Context.

Financial Services
Problems you'll solve

Root cause analysis; Research

Eligibility Requirements

Work hybrid schedule, Work on-site

What They're Looking For.

Must Have

4+ years Securities Operations experience

Nice to Have

4+ years client data reconcilement, 2+ years portfolio performance analysis, 2+ years portfolio performance systems, 2+ years data management audits, Knowledge of complex asset groups, Ability to identify performance issues, Experience with SEI/Trust 3000, Experience with BETA, Experience driving transformational change, Knowledge of compliance controls, Knowledge of risk management, Knowledge of loss prevention, High motivation, Ability to influence stakeholders, Build relationships skills, Process improvement skills, Product knowledge skills, Advanced Microsoft Office skills

What You'll Do.

Lead lifecycle initiatives

Support lifecycle tasks

Participate in large-scale planning

Identify process improvements

Review operational tasks

Analyze operational challenges

Evaluate variable factors

Resolve operational issues

Understand function policies

Understand function procedures

Understand compliance

Collaborate with peers

Consult with colleagues

Consult with managers

Resolve escalated issues

Manage expertise in operational processes

Research business risks

Enhance customer satisfaction

Review time sensitive documents

Review transaction requests

Exercise independent judgment

Understand trade settlement controls

Minimize operational breakdowns

Monitor daily securities production

Monitor daily cash production

Lead project implementation

Contribute to project implementation

Implement new processes

Implement revised procedures

Coordinate among operation teams

Perform analysis for initiatives

Support business strategies

Make decisions on financial matters

Make decisions on risk matters

How You'll Work.

Team & Collaboration

Partner with peers; Partner with cross-functional teams

Communication Scope

Verbal communication; Written communication; Interpersonal communication

Process & Methodology

Lifecycle initiatives

Full Job Description

**About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Wealth Client Performance Analytics group within Wealth and Investment Management Operations. This team is responsible for ensuring the accuracy and integrity of client portfolio and performance data across Wealth and Investment Management. This role focuses on reconciling client data between books and records systems, analyzing portfolio performance returns, identifying discrepancies, and performing root cause analysis to resolve issues that may impact client reporting, financial results, or risk exposure. Learn more about the career areas and lines of business at [wellsfargojobs.com](https://www.wellsfargojobs.com/career-areas/) _._ In this role, you will work with marketable securities as well as alternative and private capital assets, leveraging enterprise systems and data tool to support data management audits, strengthen operational controls, and partner with peers and cross‑functional teams to resolve escalations, improve processes, and mitigate operational risk in a highly regulated, fast‑paced environment. **In this role, you will:** * Lead or participate in moderately complex lifecycle initiatives and support tasks and act as a participant in large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations * Review and analyze moderately complex operational tasks or challenges that require an in-depth evaluation of variable factors * Independently resolve moderately complex issues on a full process within a trade environment while leveraging solid understanding of the function, policies, procedures, and compliance requirements; may lead team to meet deliverables * Collaborate and consult with peers, colleagues and mid-level managers to resolve issues and achieve goals; may lead projects, teams or serve as a mentor for lower level staff * Manage expertise in the following operational processes including client

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