Ocorian
Finance / FinServ
SeniorRisk&ComplianceAnalyst
Neural analysis suggests this role is
optimal for mid candidates.
“Senior Risk & Compliance Analyst at Ocorian. Skills: Risk & Compliance, Regulatory requirements, Anti-Financial Crime, Compliance Management Framework, Policies and procedures, Compliance reporting, Technical expertise, Business analysis, Communication. Subject matter expert for the Risk & Compliance function. Developing and enhancing controls to ensure compliance with statutory and regulatory requirements”
Industry & Context.
An enquiring and analytical mind with excellent investigative skills and the ability to identify and question; Ability to think about solutions to problems and present them in a clear, articulate manner; Analyse quickly high-level business problems
What They're Looking For.
Must Have
3-5 years’ work experience in a varied Risk & Compliance function, Diploma level compliance qualifications, Technical expert on Compliance in one or more disciplines, Good business knowledge, Analytical reporting skills, Excellent interpersonal/communication skills, Ability to communicate clearly, orally and in writing, to express views in a clear and succinct manner at all levels within the organisation, Report writing and presentation skills to convey the findings of reviews and provision of reports to senior management, Ability to think about solutions to problems and present them in a clear, articulate manner, Excellent attention to detail, Requirement to produce documentation to a high standard, An enquiring and analytical mind, Excellent investigative skills, Ability to identify and question, Good time management, Ability to work in an orderly way, Ability to work under pressure, Ability to plan ahead to achieve deadlines set, Delivering agreed tasks on time, Able to take responsibility for workload and priorities, Competent user of Microsoft packages including Outlook, Word and Excel
Nice to Have
Subject matter expert in one or more areas of risk and compliance
What You'll Do.
Subject matter expert for the Risk & Compliance function
Developing and enhancing controls to ensure compliance with statutory and regulatory requirements
Providing technical expertise and guidance on risk
regulatory and Anti-Financial Crime matters
Enhance and build the Compliance Management Framework to global specifications
Support the establishment and maintenance of appropriate and consistent standards
policies and procedures
Monitor compliance with
and testing the effectiveness of
Monitor and testing the effectiveness of measures to promote awareness and training of relevant employees
Develop & Produce compliance reporting / MI
Act as technical expert on compliance related matters
Support the team with statutory compliance deliverables
support and deliver compliance project related tasks
Deliver compliance and regulatory change in line with strategic direction
Support the enhancement of the firm's ability to employ technology and processes to drive new and improved compliance processes
Implement agreed compliance frameworks and technical projects
Work with managers and users to define and update policies and procedures
Analyse high-level business problems
Deliver clear concise requirements and identified benefits
Draft procedures / flowcharts and forms for use across the teams
Build and foster a close working relationship with business colleagues
Anticipate and analyse key business requirements
Ensure that sufficiently detailed specifications are created and used to drive business change
Support the completion of annual business risk assessments
Oversee and review the content of all Risk & Compliance registers
How You'll Work.
Team & Collaboration
Build and foster a close working relationship with business colleagues to anticipate and analyse key business requirements
Communication Scope
Excellent interpersonal/communication skills; Ability to communicate clearly, orally and in writing, to express views in a clear and succinct manner at all levels within the organisation; Report writing and presentation skills to convey the findings of reviews and provision of reports to senior management; Ability to think about solutions to problems and present them in a clear, articulate manner
Process & Methodology
Define, support and deliver compliance project related tasks, Implement agreed compliance frameworks and technical projects, Ensure that sufficiently detailed specifications are created and used to drive business change including devising new practices
Full Job Description
Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a curious mindset, we ask the right questions to get to the right solution, faster. We collaborate to win together, sharing successes and shaping the future of our global business. Our culture of support and recognition provides the tools and opportunities for you to grow, while unlocking the most value for our clients and making your mark with Ocorian. Expertise: We deliver specialist, tech-enabled solutions for our clients grounded on deep industry expertise. Trust: We’re a trusted partner to over 8,000 clients globally. We are proud to have long-lasting partnerships with our clients. Scale: With more than 1,500 colleagues, we operate across 20+ countries, our scale enables us to support our clients globally and locally, providing a seamless client experience across borders and service lines. What’s In It For You * Competitive salary * Hybrid working * Private Pension Plan * Private medical insurance * Annual Salary Review * Bonus Purpose of the Job A regulatory expert whose prime purpose is to be a subject matter expert for the Risk & Compliance function. Responsible for developing and enhancing the controls in place to ensure the Ocorian Companies’ compliance with all relevant statutory and regulatory requirements. This includes providing technical expertise and guidance on risk, regulatory and Anti-Financial Crime matters. Main responsibilities * Enhance and build the Compliance Management Framework to global specifications * Support the establishment and maintenance of appropriate and consistent standards, policies and procedures, including monitoring compliance with, and testing the effectiveness of, policies and procedures; and mo
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