Ocorian
Financial Services
SeniorRiskandComplianceAnalyst
“Senior Risk and Compliance Analyst at Ocorian. Skills: Risk Management, Compliance, Regulatory expertise. Enhance Compliance Management Framework. Support establishment of standards”
Industry & Context.
Problem solving; Investigative skills
What They're Looking For.
Must Have
5-10 years Risk & Compliance experience, Diploma level compliance qualifications, Technical expert on Compliance
Nice to Have
CFA charterholder preferred, CFA Level II preferred, CFA Level III preferred, FRM preferred, Series 7 preferred, Series 63 preferred, Series 65 preferred, CAIA preferred, CFP preferred, ACCA preferred, ACA preferred
What You'll Do.
Enhance Compliance Management Framework
Support establishment of standards
Monitor compliance with policies
Test effectiveness of policies
Promote awareness and training
Develop compliance reporting
Produce compliance MI
Provide technical expertise on compliance
Support statutory compliance deliverables
Define compliance project tasks
Support compliance project tasks
Deliver compliance projects
Deliver regulatory change
Enhance firm's ability to employ technology
Implement compliance frameworks
Implement technical projects
Define policies and procedures
Update policies and procedures
Analyse business problems
Deliver clear requirements
Build working relationship with business
Anticipate business requirements
Analyse business requirements
Create detailed specifications
Drive business change
Act as subject matter expert
Support business risk assessments
Oversee Risk & Compliance registers
Review Risk & Compliance registers
Hold controlled function roles
How You'll Work.
Team & Collaboration
Work with managers; Work with users; Build working relationship with business colleagues
Communication Scope
Oral communication; Written communication; Report writing; Presentation skills
Process & Methodology
Project management
Applying for this Senior Risk and Compliance Analyst role?
Most applicants get filtered before a human reads their resume. See if yours makes the cut.
How to Apply on SmartRecruiters
- SmartRecruiters often includes a video screening step — check camera and mic permissions.
- Link your GitHub or portfolio directly in the profile section for technical roles.
- Applications may be reviewed by AI scoring before reaching a recruiter — use keywords from the job description.
ANONYMOUS · UNFILTERED
What do employees actually say about Ocorian?
Real rants from real employees. Read before you apply.