Ocorian
Financial Services
SeniorRiskandComplianceAnalyst
Neural analysis suggests this role is
optimal for mid candidates.
“Senior Risk and Compliance Analyst at Ocorian. Skills: Risk Management, Compliance, Regulatory expertise. Enhance Compliance Management Framework. Support establishment of standards”
Industry & Context.
Problem solving; Investigative skills
What They're Looking For.
Must Have
5-10 years Risk & Compliance experience, Diploma level compliance qualifications, Technical expert on Compliance
Nice to Have
CFA charterholder preferred, CFA Level II preferred, CFA Level III preferred, FRM preferred, Series 7 preferred, Series 63 preferred, Series 65 preferred, CAIA preferred, CFP preferred, ACCA preferred, ACA preferred
What You'll Do.
Enhance Compliance Management Framework
Support establishment of standards
Monitor compliance with policies
Test effectiveness of policies
Promote awareness and training
Develop compliance reporting
Produce compliance MI
Provide technical expertise on compliance
Support statutory compliance deliverables
Define compliance project tasks
Support compliance project tasks
Deliver compliance projects
Deliver regulatory change
Enhance firm's ability to employ technology
Implement compliance frameworks
Implement technical projects
Define policies and procedures
Update policies and procedures
Analyse business problems
Deliver clear requirements
Build working relationship with business
Anticipate business requirements
Analyse business requirements
Create detailed specifications
Drive business change
Act as subject matter expert
Support business risk assessments
Oversee Risk & Compliance registers
Review Risk & Compliance registers
Hold controlled function roles
How You'll Work.
Team & Collaboration
Work with managers; Work with users; Build working relationship with business colleagues
Communication Scope
Oral communication; Written communication; Report writing; Presentation skills
Process & Methodology
Project management
Full Job Description
Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a curious mindset, we ask the right questions to get to the right solution, faster. We collaborate to win together, sharing successes and shaping the future of our global business. Our culture of support and recognition provides the tools and opportunities for you to grow, while unlocking the most value for our clients and making your mark with Ocorian. Expertise: We deliver specialist, tech-enabled solutions for our clients grounded on deep industry expertise. Trust: We’re a trusted partner to over 8,000 clients globally. We are proud to have long-lasting partnerships with our clients. Scale: With more than 1,500 colleagues, we operate across 20+ countries, our scale enables us to support our clients globally and locally, providing a seamless client experience across borders and service lines. What’s In It For You * Competitive salary * We are globally hybrid (please check the specifics for this role during interview process) * Flexible working hours * Private Pension Plan fully paid by the company after probation * Private medical insurance with Catastrophe cover fully paid by the company * Employee recognition program and spot bonuses Purpose of the Role A regulatory expert whose prime purpose is to be a subject matter expert for the Risk & Compliance function. Responsible for developing and enhancing the controls in place to ensure the Ocorian Companies’ compliance with all relevant statutory and regulatory requirements. This includes providing technical expertise and guidance on risk, regulatory and Anti-Financial Crime matters. Main responsibilities * Enhance and build the Compliance Management Framework to global specifications * S
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