MUFG Investor Services

Financial Services

SeniorRegulatoryComplianceSpecialist

€75–105k ~AI est. Dublin, County Dublin, Ireland FULL TIME
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for director candidates.

The Brief

“Senior Regulatory Compliance Specialist at MUFG Investor Services. Skills: Regulatory compliance, Risk management, Asset servicing, Financial regulations. Conduct regulatory analysis. Assess licensing requirements”

Industry & Context.

Financial Services
Problems you'll solve

Risk assessment; Control design

Eligibility Requirements

Controlled Function (CF) role

What They're Looking For.

Must Have

Bachelor’s degree in Law, Finance, Economics, Significant experience in regulatory compliance, Experience in legal function within financial services, Focus on asset servicing, Experience working across multiple jurisdictions, Familiarity with cross-border distribution, Familiarity with passporting frameworks, Interpreting complex legal and regulatory texts, Translating texts into practical business guidance, Translating texts into operating models, Demonstrated experience designing regulatory control frameworks, Demonstrated experience implementing regulatory control frameworks, Risk assessment capabilities, Control design capabilities

Nice to Have

Advanced degree preferred, Legal qualification preferred, Awareness of global regulatory regimes considered an advantage

What You'll Do.

Conduct regulatory analysis

Assess licensing requirements

Identify regulatory obligations

Interpret financial regulations

Apply financial regulations

Assess regulatory risks

Design control frameworks

Implement control frameworks

Develop risk assessments

Maintain risk assessments

Develop controls matrices

Maintain controls matrices

Develop compliance frameworks

Maintain compliance frameworks

Provide regulatory guidance

Advise on operating models

Support preparation of regulatory applications

Support submission of regulatory applications

Support preparation of regulatory notifications

Support submission of regulatory notifications

Develop technical solutions

Maintain technical solutions

Document regulatory analysis output

Monitor regulatory analysis output

How You'll Work.

Team & Collaboration

Engage with stakeholders; Develop control frameworks

Process & Methodology

Manage multiple projects

Full Job Description

MUFG Investor Services provides asset servicing solutions to the global investment management industry. Leveraging the financial and intellectual capital of MUFG – one of the largest banks in the world with $2.8 trillion in assets – we provide clients access to a range of leading solutions from fund administration, middle-office outsourcing, custody, foreign exchange, trustee services and depository to securities lending and other banking services. With a diverse and dynamic network of offices across the globe, MUFG Investor Services provides challenging and rewarding careers. We achieve this by offering continuous learning and development, collaborative team work environment, promotion of work-life integration, and exposure to a wide variety of work. Imagine your future at MUFG Investor Services where you can grow professionally, in a diverse and inclusive workplace that rewards your contribution. * Conduct detailed regulatory analysis of new and existing products, services and activities to determine their regulatory characterization and applicable governing regulatory frameworks. * Assess licensing requirements across various jurisdictions, including EU member states and APAC, and identify regulatory obligations for market entry and ongoing operations. * Interpret and apply relevant financial services regulations, including those governing asset servicing, custody, fund administration, and related activities. * Assess inherent regulatory risks associated with new products, services, and business activities, and design, implement, appropriate control frameworks to mitigate those risks. * Develop and maintain regulatory risk assessments, controls matrices, and compliance frameworks aligned to applicable regulations and internal risk appetite. * Provide regulatory guidance to product, business teams and other relevant stakeholders during product development and advising on operating models and impacted regulatory regimes. * Support the preparation and submission of

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