Guidehouse
Financial Services
SeniorProcessAssociate
Neural analysis suggests this role is
optimal for Mid candidates.
“Senior Process Associate at Guidehouse. Skills: Market Surveillance, Financial Analysis, Regulatory Compliance. Identify potential insider trading, information barrier, and market manipulation scenarios. Research market-moving events and create market color”
Industry & Context.
Ability to identify and draft a narrative explaining trading strategies
Travel Required: None, Clearance Required: None
What They're Looking For.
Must Have
Bachelor's Degree, 3+ years’ experience/working knowledge of many different product types e. g. fixed-income securities, equity options, and other derivatives such as CDSs and CFDs, Advanced MS Excel and PowerPoint skills, Proficiency with Bloomberg, Reuters and other market data tools, Ability to identify and draft a narrative explaining trading strategies, communication skills, Ability to multi-task on several different assignments/projects
Nice to Have
NISM, CFA
What You'll Do.
Identify potential insider trading
and market manipulation scenarios
Research market-moving events and create market color
Conduct an analysis of the trading
Develop and support a recommendation
Investigate potential trading issues flagged by business units
Liaise with strategy groups
Coordinate with the Anti-Money Laundering Group
Pursue ad-hoc projects related to trading
Participate and potentially lead working groups
How You'll Work.
Team & Collaboration
Liaise with strategy groups, Engineering, and Technology; Coordinate with the Anti-Money Laundering Group globally; Interest in working on a global team dealing with global businesses
Communication Scope
communication skills; comfort developing a recommendation and supporting it by presenting and explaining analysis
Full Job Description
**_Job Family_ :** GIC Process (India) **_Travel Required_ :** None ** _Clearance Required_ :** None ** _What You Will Do_ :** The Market Surveillance Compliance team sits within the Financial Services (FS) Department. The team strives to detect potential insider trading, market abuse, violations of regulations and policies related to information barriers, and/or violations of firmwide trading policies through established advanced technology-based trading surveillances. Market Surveillance focuses on establishing surveillances to cover all business units globally. The opportunity within Market Surveillance exists in the Trivandrum office and will focus on surveillance alerts, ad-hoc investigations arising from internal escalations and regulatory inquiries, as well as project-based work on building out trade-surveillance parameters underpinning new surveillance technologies. Key Responsibilities * Identify potential insider trading, information barrier, and market manipulation scenarios through investigations and analysis of trading alerts. * Research market-moving events and create market color, conduct an analysis of the trading in the context of this market color, develop and support a recommendation. * Investigate potential trading issues flagged by the business units, such as the Global Markets & Banking and Asset and Wealth Management segments. * Liaise with strategy groups, Engineering, and Technology in the development, review, and testing of new/existing automated surveillance models and output. * Coordinate with the Anti-Money Laundering Group globally on trading-related investigations and potential escalations which may result in the filing of Suspicious Activity Reports (SAR). * Pursue ad-hoc projects related to trading around market-moving news events such as drug trials, merger & acquisition announcements, offerings, corporate accounting scandals, etc. * Participate and potentially lead working groups that focus on enhancing controls/quality of the trad
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