Capital One
Financial Services
SeniorManager,NetworkCompliance
Neural analysis suggests this role is
optimal for Manager candidates.
“Senior Manager, Network Compliance at Capital One. Skills: Network compliance, Risk management, Regulatory requirements. Provide advice on compliance risks. Provide effective challenge on compliance risks”
Industry & Context.
What They're Looking For.
Must Have
Bachelor's Degree or military experience, At least 8 years of legal, compliance, or risk management experience OR at least 7 years of regulatory experience in consumer financial services or payments industry, At least 5 years of experience developing, evaluating or implementing cybersecurity, technology or risk assessment activities
Nice to Have
Advanced degree, including Juris Doctorate or Master’s degree, 9+ years of legal, compliance, or risk management experience OR 8+ years of regulatory experience in consumer financial services or payments industry
What You'll Do.
Provide advice on compliance risks
Provide effective challenge on compliance risks
Develop understanding of network business processes
Develop understanding of merchant business processes
Analyze business processes
Determine applicability of laws
Determine applicability of regulations
Identify trends in business data
Demonstrate appreciation of network payments compliance risks
Maintain subject matter expertise in payments industry
Maintain subject matter expertise in applicable laws
Maintain subject matter expertise in applicable rules
Maintain subject matter expertise in applicable regulations
Collaborate with first line functions
Collaborate with second line functions
Analyze risk management program framework
Educate risk management colleagues
Influence risk management colleagues
Educate senior leaders
Influence senior leaders
Ensure application of compliance requirements
Develop relationships with Business Risk peers
Develop relationships with Legal peers
Develop relationships with Audit peers
How You'll Work.
Team & Collaboration
First and second line functions; Business Risk, Legal, Audit peers; Associates across functions; Associates across departments; Associates across job levels
Communication Scope
Presentation skills; Written communication; Oral communication; Strategic influencing
Full Job Description
Senior Manager, Network Compliance The Senior Manager, Network Compliance will perform a key risk management role in the second line of defense for Capital One’s network and merchant businesses to help implement the framework for the network compliance program. The Senior Manager, Network Compliance is a critical member of the team responsible for delivering effective challenge and compliance advice for business processes worldwide, as well as serving as a subject matter expert to ensure the development of the network compliance program at Capital One aligns with the company’s broader enterprise risk management framework. Senior Manager, Network Compliance at Capital One are highly motivated Risk Management professionals with excellent organizational, leadership and communication skills. They have a high level of exposure to business leaders and the opportunity to work with executives to create and implement innovative solutions to identify and mitigate potential risks to the company. ****Responsibilities:**** * Utilizing subject matter expertise, provide advice and effective challenge on the compliance risks impacting the network and merchant businesses through both formal and informal engagements * Develop expert-level understanding of network and merchant business processes * Analyze business processes and determine applicability of laws and regulations based on Capital One’s global legal inventory * Proactively identify trends in business data and demonstrate appreciation of network payments compliance risks, including emerging external risks * Maintain subject matter expertise in the broader payments industry and applicable laws, rules and regulations * Collaborate with first and second line functions to analyze the existing risk management program framework and applicability to the network and merchant services business; educate and influence risk management colleagues and senior leaders with respect to nuanced or specialized considerations, as necessary * Ens
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