Sia
Financial Services
SeniorConsultantRiskandCompliance
“Senior Consultant - Risk and Compliance at Sia. Skills: Regulatory Compliance, Operational Risk Management, Risk Assessment, Control Design, Project Management. Analyze, interpret, and document legal and regulatory requirements to identify, map, and update obligations within the client’s Regulatory Compliance Management (RCM) library. Advise on, design, and implement robust operational controls and compliance frameworks to ensure adherence to regulations”
What You'll Achieve.
achieving professional development goals; mitigate downside and maximize opportunity; initiate, navigate and benefit from transformation; achieve their strategic objectives; defining and monitoring KPIs and metrics; maintaining compliance standards
Industry & Context.
Innovative Problem Solving; Independently identify and analyze complex business problems and proactively develop innovative and sustainable solutions using consulting frameworks and other problem-solving tools; Distill complex information into clear problem statements
What They're Looking For.
Must Have
3-5 years of experience in regulatory compliance and operational risk management, Deep understanding of North American regulatory landscape (e.g. OSFI, FINRA, OCC, CIRO), Experience in key areas such as Enterprise Risk, Operational Risk, and Regulatory Compliance, Bachelor's degree in Finance, Law, Business, or Risk Management, Strong, concise communication skills for interacting with senior management and presenting complex regulatory issues, Experience with AI governance, assess AI use cases and agentic coordinate with internal and external stakeholders to drive initiatives, Excel in project delivery through robust project management practices-establishing consistent routines, defining and monitoring KPIs and metrics, maintaining compliance standards, and providing clear, timely stakeholder communication.
Nice to Have
preferably within a consulting firm or financial institution, a desire to further expand knowledge and skills across diverse domains, CPA, CIA, CISA, or CAMS certification preferred
What You'll Do.
and document legal and regulatory requirements to identify
and update obligations within the client’s Regulatory Compliance Management (RCM) library
and implement robust operational controls and compliance frameworks to ensure adherence to regulations
Lead RCSA (Risk and Control Self-Assessments) initiatives
conduct thematic reviews
and perform testing of controls to identify compliance deficiencies and operational gaps
risk-based advice to stakeholders regarding regulatory changes
emerging trends (e.g.
and operational efficiency.
Manage project workstreams
and deliverable quality
while coaching junior staff.
Assess and interpret emerging regulatory trends
supervisory expectations
and enforcement actions to develop compliance strategies
develop and maintain best practices for regulatory compliance
Independently identify and analyze complex business problems and proactively develop innovative and sustainable solutions using consulting frameworks and other problem-solving tools
Distill complex information into clear problem statements
independently develop and implement data driven solutions
and synthesize insights into compelling presentations and recommendations for senior leadership
regulations and rules to understand applicability of obligations for client context and assist with mapping obligations to controls
Ability to support transformational client engagements across both first line functions (Controls design
control testing) and second line functions (operational risk
How You'll Work.
Team & Collaboration
coaching junior staff; coordinate with internal and external stakeholders to drive initiatives; providing clear, timely stakeholder communication
Communication Scope
Strong, concise communication skills for interacting with senior management and presenting complex regulatory issues; Data-Driven Insight & Communication; synthesize insights into compelling presentations and recommendations for senior leadership; providing clear, timely stakeholder communication
Process & Methodology
Manage project workstreams, including timelines, budgets, and deliverable quality, Excel in project delivery through robust project management practices-establishing consistent routines, defining and monitoring KPIs and metrics, maintaining compliance standards, and providing clear, timely stakeholder communication.
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