Cibc

Financial Services

SeniorComplianceOfficer,CPICCompliance

CA$115–165k ~AI est. Toronto, Ontario, Canada FULL TIME Remote Friendly
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Senior candidates.

The Brief

“Senior Compliance Officer, CPIC Compliance at Cibc. Skills: Regulatory Compliance, Risk Management, Asset Management, Compliance Program. Support independent oversight of compliance. Monitor regulatory obligations”

Industry & Context.

Financial Services
Problems you'll solve

Problem-solving skills

What They're Looking For.

Must Have

University degree, 5-10 years experience in financial services, 5-10 years experience in asset management, 5-10 years experience in compliance, Experience in compliance, Experience in risk management, Experience in legal within investment industry, Experience in legal within financial services industry, Knowledge of Canadian regulatory environment

Nice to Have

Experience in Private Wealth Management, Industry investment courses, Compliance courses, Finance-related courses

What You'll Do.

Support independent oversight of compliance

Monitor regulatory obligations

Advise on regulatory requirements

Report on regulatory requirements

Advise on business requirements

Report on business requirements

Advise on corporate policies

Report on corporate policies

Advise on standards of business ethics

Report on standards of business ethics

Foster culture of compliance

Deliver compliance program

Engage with business partners

Provide compliance advice

Provide effective challenge

Implement necessary enhancements

Build trusted-advisor relationships

Maintain trusted-advisor relationships

Deliver guidance on projects

Deliver guidance on initiatives

Collaborate with EAML Examinations teams

Design independent testing processes

Assist with periodic reporting

How You'll Work.

Team & Collaboration

Business partners; Investment Counsellors; Legal; Business Controls; Risk; Technology; Infrastructure & Innovation; Compliance; EAML Examinations teams; CBWMC; CGRA members; Risk Associates; Third line of defence partners; Asset management business leaders

Communication Scope

Communicate regulatory expectations; Communicate regulatory changes

Full Job Description

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute. To learn more about CIBC, please visit [CIBC.com](https://www.cibc.com/en/about-cibc.html) **What you 'll be doing** As a Senior Compliance Officer within the Commercial Banking and Wealth Management Compliance (CBWMC) team, you'll support the independent oversight of compliance for CIBC Private Investment Counsel (CPIC), a division of CIBC Asset Management Inc. (GAM). You'll leverage your advanced understanding of portfolio manager regulatory obligations, investment products, and strategies to monitor, advise, and report on regulatory and business requirements, CIBC corporate policies, and standards of business ethics and conduct. Reporting to the Director, Global Asset Management Compliance, you'll help foster a strong culture of compliance by delivering an efficient and effective compliance program, which includes policies, procedures, active engagement with business partners, and awareness training. You'll provide practical compliance advice and effective challenge on CPIC business activities and new initiatives, monitor and assess risk reports, identify trends and gaps, and support enhancements or remediation through robust compliance controls and procedures. Staying current on changes in relevant laws, regulations, and industry standards impacting CPIC, you'll implement necessary enhancements. You'll also build and maintain trusted-advisor relationships with stakeholders across Investment Counsellors, Legal, Business Controls, Risk, Technology, Infrastructure & Innovation, delivering consistent, timely, and accurate guidance on projects and initiatives. Collaboration with Compliance and

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