moomoo
Financial Services
SeniorComplianceOfficer
“Senior Compliance Officer at moomoo. Skills: Securities compliance, Regulatory knowledge, Risk mitigation. Advise management on compliance. Provide solutions on compliance”
Industry & Context.
Problem-solving
What They're Looking For.
Must Have
Securities compliance experience, Knowledge of financial authority rules, Proficient in Microsoft Office Suite, Native level Japanese
Nice to Have
Business level Chinese, Business level English
What You'll Do.
Advise management on compliance
Provide solutions on compliance
Conduct financial legal research
Develop internal regulations
Implement compliance training
Develop compliance programs
Review compliance programs
Execute compliance programs
Implement best practices for AML/CFT
Ensure regulatory compliance
Develop compliance risk policies
Develop compliance risk procedures
Implement effective measures
Minimize operational risk
Liaise with regulatory authorities
Coordinate with regulatory authorities
Perform ad-hoc duties
Implement compliance monitoring
Conduct compliance reviews
Ensure procedures meet requirements
Ensure procedures meet business changes
How You'll Work.
Team & Collaboration
Management consultation
Communication Scope
Presentation skills
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