Ocorian
Finance / FinServ
SeniorComplianceManager
Neural analysis suggests this role is
optimal for mid candidates.
“Senior Compliance Manager at Ocorian. Skills: Compliance, MLRO, MLCO. day to day management members of the team and effective management of workloads. Provide coaching and mentoring of other team members”
Industry & Context.
Requires analytical judgement to determine solutions based on both the application of knowledge and experience as well as analysis of multiple data sources; Works within complex or new situations in high paced business environment
What They're Looking For.
Must Have
7+ years professional experience in a similar Compliance or technical role, Qualified to Diploma level, An established leader / people manager with demonstrable experience, technical skills in relation to compliance legislation are essential
Nice to Have
some knowledge of a range of other disciplines, to the extent required to interact with other parts of the business
What You'll Do.
day to day management members of the team and effective management of workloads
Provide coaching and mentoring of other team members
Attendance at internal committee meeting – in house/client structures
Provide and promote a positive and professional compliance service to all staff within the Company
Ensure the compliance monitoring programmes are conducted on schedule in accordance with the monitoring plans
Compile relevant Management Information reporting and analysis
Drafting and updating compliance policies and procedures
Ensure knowledge of compliance is up-to-date with recent developments and changes to legislation so as to provide a first class advisory service to Ocorian
Promote a positive compliance culture at all levels throughout the business
Hold the role of MLRO and MLCO
How You'll Work.
Team & Collaboration
commitment to working as part of a global team; Leads a team of individual contributors; Responsible for monitoring performance, as well as coaching and development of their team; One level of direct reports
Communication Scope
Excellent organisational, communication and interpersonal skills; Well-developed communication skills with the ability to direct and influence others often at a senior level; Client communication requires negotiation and influencing
Full Job Description
Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a curious mindset, we ask the right questions to get to the right solution, faster. We collaborate to win together, sharing successes and shaping the future of our global business. Our culture of support and recognition provides the tools and opportunities for you to grow, while unlocking the most value for our clients and making your mark with Ocorian. Expertise: We deliver specialist, tech-enabled solutions for our clients grounded on deep industry expertise. Trust: We’re a trusted partner to over 8,000 clients globally. We are proud to have long-lasting partnerships with our clients. Scale: With more than 1,500 colleagues, we operate across 20+ countries, our scale enables us to support our clients globally and locally, providing a seamless client experience across borders and service lines. Purpose of the Role To support the Head of Compliance and deputise for them. Lead other team members within the team. Main Responsibilities * To be responsible for the day to day management members of the team and effective management of workloads * Provide coaching and mentoring of other team members * Attendance at internal committee meeting – in house/client structures * Provide and promote a positive and professional compliance service to all staff within the Company * Ensure the compliance monitoring programmes are conducted on schedule in accordance with the monitoring plans * Compile relevant Management Information reporting and analysis * Drafting and updating compliance policies and procedures * Ensure knowledge of compliance is up-to-date with recent developments and changes to legislation so as to provide a first class advisory service t
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