Aviva Investors
SeniorComplianceManager
“Senior Compliance Manager at Aviva Investors. Skills: Compliance, Regulatory, Risk Management. Support the Chief Compliance Officer in the design, oversight and continuous enhancement of the Compliance Framework across Aviva Investors’ Luxembourg entities.. Provide independent compliance challenge and senior advisory support to key stakeholders.”
Industry & Context.
Risk identification; Escalation; Remediation; Complex compliance matters
What They're Looking For.
Must Have
Experience with compliance monitoring, Experience with regulatory change, Experience with risk identification, Experience with escalation, Experience with remediation, Experience with investment compliance, Experience with product governance, Experience with delegation, Experience with conduct risk, Experience with AML/KYC matters, Experience with regulatory and assurance interactions, Experience with engagement with the CSSF, Experience with internal and external audit, Experience with Group Compliance, Experience with oversight of delegates and outsourced service providers, Experience with governance input, Experience with policy oversight, Experience with senior mentoring, Experience with Board reporting
What You'll Do.
Support the Chief Compliance Officer in the design
oversight and continuous enhancement of the Compliance Framework across Aviva Investors’ Luxembourg entities.
Provide independent compliance challenge and senior advisory support to key stakeholders.
Support regulatory engagement with the CSSF.
Contribute to fostering a culture of integrity
accountability and customer protection.
Ensure effective regulatory compliance
governance and conduct.
Provide independent oversight and advice on complex compliance matters.
Help embed a compliance culture across Aviva Investors’ Luxembourg entities.
Provide senior support within Luxembourg Compliance
including acting as Deputy to the Chief Compliance Officer where required.
Represent Compliance in senior forums and committees.
Oversee key compliance activities
including compliance monitoring
escalation and remediation.
Deliver trusted senior level advice on investment compliance
conduct risk and AML/KYC matters.
Support the Chief Compliance Officer in regulatory and assurance interactions
including engagement with the CSSF
internal and external audit
and oversight of delegates and outsourced service providers.
Contribute to a compliance culture through governance input
senior mentoring and Board reporting
in line with professional
regulatory and ethical standards.
How You'll Work.
Team & Collaboration
Support the Chief Compliance Officer; Provide senior advisory support to key stakeholders; Support regulatory engagement with the CSSF; Support the Chief Compliance Officer in regulatory and assurance interactions; Engage with internal and external audit; Engage with Group Compliance; Engage with delegates and outsourced service providers
Communication Scope
Senior advisory support; Represent Compliance in senior forums and committees; Board reporting
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