SeniorComplianceandRiskOfficer

### ### **Job Description:** Dimensional is a global investment manager and a leader in applying advanced financial science to equity and fixed income investment strategies. For more than 30 years, we have translated research into real-world investment solutions for clients. The Senior Compliance and Risk Officer reports directly to the Head of Compliance Asia and plays a pivotal role in the evaluation, ongoing development, implementation and maintenance of Dimensional’s Compliance and Risk Management Frameworks. Importantly, the position will work closely with the local leadership team to further enhance our culture of compliance with regulatory, fiduciary and legal obligations, industry standards and internal company policy. Collaboration with global compliance and risk counterparts, as well as stakeholders in Singapore and Hong Kong, is paramount to the success of the individual in this role. The position is based in our Singapore office. **Responsibilities** * Ongoing development, implementation and maintenance of Dimensional’s compliance monitoring program and compliance monitoring systems, to ensure the practical embedding of compliance within Dimensional’s business operations, including oversight in the Regulatory Compliance space, support in Code of Ethics, documentation of internal controls and maintenance of compliance databases. * Identification and analysis of all compliance obligations (existing and new) that impact Dimensional’s operations, and seeking expert legal advice as required. * Distribution Compliance in reviewing and sign-off of all marketing materials. * Monitoring regulatory reforms and industry developments, and responding to changes by way of implementing policy, process and associated employee training. * Working with the local and global risk team to implement processes under the Enterprise Risk Management Program including coordinating risk assessments and maintaining risk registers. * Preparation of compliance reports to Management Te