Manulife
Financial Services
SeniorComplianceAnalyst
“Senior Compliance Analyst at Manulife. Skills: Compliance, Personal trading, Trade surveillance. Provide day-to-day compliance support. Address inquiries related to Code of Ethics”
What You'll Achieve.
Ensuring adherence to personal trading policies; Ensuring adherence to applicable regulations; Identifying actual or potential conflicts of interest; Identifying insider trading risks; Identifying potential policy violations; Enhancing personal trading oversight; Strengthening internal controls; Improve data analysis; Mitigate risks
Industry & Context.
Advanced analytical skills; Sound judgment; Ability to manage sensitive information; Ability to navigate complex cases effectively; Evaluate compliance processes to identify inefficiencies, gaps, and opportunities for automation or simplification
What They're Looking For.
Must Have
High degree of integrity, Comfort engaging with senior leaders, Curiosity, Mindset centered on continuous improvement, Mindset that embraces technology, Relevant experience in ethics, compliance, risk management, internal audit, or a related discipline, Knowledge of the financial services industry, Advanced analytical skills, Sound judgment, Ability to manage sensitive information, Ability to navigate complex cases effectively, Experience working with trade surveillance, Experience working with personal trading controls, Experience working with related monitoring process, Ability to manage multiple priorities, Ability to work in a fast-paced environment, Ability to work with minimal supervision, Experience in excel, intermediate level and above
Nice to Have
Experience with compliance monitoring systems (Bloomberg, StarCompliance or similar platforms), Experience with Power BI, Experience with Power Automate, Experience with SharePoint, Experience with similar tools
What You'll Do.
Provide day-to-day compliance support
Address inquiries related to Code of Ethics
Conduct compliance monitoring activities
Oversee compliance monitoring activities
Perform second line of defense reviews
Communicate findings and recommendations
Coordinate with internal stakeholders
Maintain records of reviews
Maintain records of conclusions
Evaluate compliance processes
Identify inefficiencies
Identify opportunities for automation
Identify opportunities for simplification
Support enhancement of personal trading controls
Support enhancement of monitoring processes
Support compliance related projects
Support implementation of system enhancements
Support automation initiatives
Prepare materials for committee meetings
Participate in development of procedures
Participate in documentation of procedures
Participate in updating of procedures
Assist in ad hoc projects
Assist in ad hoc tasks
Ensure continuous improvement in compliance processes
Ensure continuous improvement in compliance controls
How You'll Work.
Team & Collaboration
Communicate findings and recommendation to Compliance leadership; Coordinate with internal stakeholders to obtain relevant information necessary for analysis; Comfort engaging with senior leaders and cross‑functional partners
Communication Scope
Communicate findings and recommendation to Compliance leadership
Process & Methodology
Support compliance related projects aimed at enhancing personal trading oversight, Support compliance related projects aimed at strengthening internal controls, Support implementation of system enhancements and automation initiatives
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