MUFG Investor Services
Financial Services
SeniorAssociate,RegulatoryReporting
Neural analysis suggests this role is
optimal for mid candidates.
“Senior Associate, Regulatory Reporting at MUFG Investor Services. Skills: Regulatory reporting, Financial instruments. Liaise with investment managers/clients for operational assistance. Participate in system improvement initiatives”
Industry & Context.
What They're Looking For.
Must Have
1-3 years’ experience in regulatory reporting, Post-secondary education in finance, accounting, mathematics or related fields, Proficiency with Microsoft Excel/Word
Nice to Have
Progress toward ACA, ACCA, CPA, CIMA, or CFA, Experience with accounting software Geneva, Investran or Yardi, Experience with regulatory reporting software Confluence, AQ Metrics, Workiva, Axioma, Mantra beneficial but not necessary, Knowledge of regulatory reporting environment an advantage
What You'll Do.
Liaise with investment managers/clients for operational assistance
Participate in system improvement initiatives
Prepare client regulatory reporting deliverables
Coordinate client regulatory reporting deliverables
Work with internal teams to meet deliverables
Assist in developing regulatory reporting processes
Assist in improving regulatory reporting processes
Build relationship with clients
Build relationship with vendors
Maintain relationship with clients
Maintain relationship with vendors
Develop understanding of regulatory reporting environment
Ensure processes are performed in accordance with procedures
Ensure processes are performed in accordance with controls
Complete relevant checklists
Keep up to date with applicable regulations
Keep up to date with accounting standards
Keep up to date with jurisdiction requirements
Prepare regulatory reporting workings
Prepare regulatory reporting reports
Respond to stakeholder queries
How You'll Work.
Team & Collaboration
Work with internal teams; Client Operations; Investor Operations; Client Integration
Full Job Description
About MUFG Investor Services: Experience something Brilliantly Different with a career with MUFG Investor Services. Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group family, and we partner with over 480 loyal global investment firms to provide them with administration, assert services, banking, and fund financing. We’re in 14 global locations and provide an exceptional hub of Brilliantly Different talent to thrive. #LI-Hybrid * Liaise with investment managers/clients for day-to-day operational assistance. * Participate in various system improvement initiatives. * Prepare or co-ordinate all client regulatory reporting deliverables and associated reports as required. * Work with internal teams, such as Client Operations, Investor Operations and Client Integration etc., to ensure all internal and external deliverables are met. * Assist in developing and improving regulatory reporting processes. * Build and maintain a strong relationship with clients and vendors. * Develop an understanding of the regulatory reporting environment. * Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed. * Keep up to date with applicable regulations and accounting standards/jurisdiction requirements. * Prepare regulatory reporting workings and reports. * Respond to various stakeholder queries in a comprehensive and timely manner. * Take on ad-hoc tasks as required. ## Qualifications * 1-3 years’ experience in a regulatory reporting role. * Post-secondary education with a concentration in finance, accounting, mathematics or related fields. * Progress toward a professional designation (ACA, ACCA, CPA, CIMA, or CFA preferred) (Reg) * Strong computer skills with strengths in Microsoft Office products. Proficiency with Microsoft Excel/Word is essential. * Broad understanding of fund administration industry. * Experience with accounting software Geneva, Investran or Yardi.
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