MUFG Investor Services

Financial Services

SeniorAssociate,RegulatoryReporting

CA$75–105k ~AI est. Halifax, Nova Scotia, Canada FULL TIME
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for mid candidates.

The Brief

“Senior Associate, Regulatory Reporting at MUFG Investor Services. Skills: Regulatory reporting, Financial instruments. Liaise with investment managers/clients for operational assistance. Participate in system improvement initiatives”

Industry & Context.

Financial Services

What They're Looking For.

Must Have

1-3 years’ experience in regulatory reporting, Post-secondary education in finance, accounting, mathematics or related fields, Proficiency with Microsoft Excel/Word

Nice to Have

Progress toward ACA, ACCA, CPA, CIMA, or CFA, Experience with accounting software Geneva, Investran or Yardi, Experience with regulatory reporting software Confluence, AQ Metrics, Workiva, Axioma, Mantra beneficial but not necessary, Knowledge of regulatory reporting environment an advantage

What You'll Do.

Liaise with investment managers/clients for operational assistance

Participate in system improvement initiatives

Prepare client regulatory reporting deliverables

Coordinate client regulatory reporting deliverables

Work with internal teams to meet deliverables

Assist in developing regulatory reporting processes

Assist in improving regulatory reporting processes

Build relationship with clients

Build relationship with vendors

Maintain relationship with clients

Maintain relationship with vendors

Develop understanding of regulatory reporting environment

Ensure processes are performed in accordance with procedures

Ensure processes are performed in accordance with controls

Complete relevant checklists

Keep up to date with applicable regulations

Keep up to date with accounting standards

Keep up to date with jurisdiction requirements

Prepare regulatory reporting workings

Prepare regulatory reporting reports

Respond to stakeholder queries

How You'll Work.

Team & Collaboration

Work with internal teams; Client Operations; Investor Operations; Client Integration

Full Job Description

About MUFG Investor Services: Experience something Brilliantly Different with a career with MUFG Investor Services. Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group family, and we partner with over 480 loyal global investment firms to provide them with administration, assert services, banking, and fund financing. We’re in 14 global locations and provide an exceptional hub of Brilliantly Different talent to thrive. #LI-Hybrid * Liaise with investment managers/clients for day-to-day operational assistance. * Participate in various system improvement initiatives. * Prepare or co-ordinate all client regulatory reporting deliverables and associated reports as required. * Work with internal teams, such as Client Operations, Investor Operations and Client Integration etc., to ensure all internal and external deliverables are met. * Assist in developing and improving regulatory reporting processes. * Build and maintain a strong relationship with clients and vendors. * Develop an understanding of the regulatory reporting environment. * Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed. * Keep up to date with applicable regulations and accounting standards/jurisdiction requirements. * Prepare regulatory reporting workings and reports. * Respond to various stakeholder queries in a comprehensive and timely manner. * Take on ad-hoc tasks as required. ## Qualifications * 1-3 years’ experience in a regulatory reporting role. * Post-secondary education with a concentration in finance, accounting, mathematics or related fields. * Progress toward a professional designation (ACA, ACCA, CPA, CIMA, or CFA preferred) (Reg) * Strong computer skills with strengths in Microsoft Office products. Proficiency with Microsoft Excel/Word is essential. * Broad understanding of fund administration industry. * Experience with accounting software Geneva, Investran or Yardi.

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