SeniorAnalyst,CommunicationsSurveillance

**_Job Description_** **What is the opportunity?** You will provide surveillance to RBC Capital Markets, Global Asset Management and Wealth Management and Transaction Banking and Treasury Services. You will support the delivery of core elements of the Compliance and Surveillance Program as it relates to communications on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives. **What will you do?** * ​Following and revising procedures for conducting monitoring and surveillance activities relevant to business unit. * perform first level and second level reviews or flagged communications to identify potential compliance breaches * Conducting monitoring and surveillance activities relevant to business unit. * Identifying potential areas of compliance vulnerability and risk; developing corrective action plans for resolution of problematic issues and providing general guidance on how to avoid or deal with similar situations in the future. * Maintain meticulous records of all investigations, ensuring that every alert has a clear, audit- ready rationale * Responding to alleged violations of rules, regulations, policies, and procedures by evaluating or recommending the initiation of investigative procedures. **What do you need to Succeed ?** _Must have_ * **Must completed bachelor degree in Finance, law Business or any discipline degree** * **2-5 years of experience in Compliance, Internal Audit or Risk Management, specifically finance services industry** * Strong proficiency in English. You must be able to understand the region nuances and hidden meanings in the business communication * Ability to handle highly confidential and sensitive information with absolute discretion * Advanced proficiency in Excel to manage large dataset of communications logs _Nice-to-have_ * Experience of Capital Markets or Wealth Management Compliance, a trading background or a finance degree or similar * Good knowledge in Microsoft Excel, SQL or data visual