Northern Trust
Financial Services
SeniorAnalyst
Neural analysis suggests this role is
optimal for Senior candidates.
“Senior Analyst at Northern Trust. Skills: AML processes, Investor documentation, Regulatory compliance. Complete workload accurately. Monitor transactions”
Industry & Context.
Research and understand issues; Deliver solutions
What They're Looking For.
Must Have
2-4 years experience, Comply with global AML regulatory regime
Nice to Have
Knowledge of funds administration business, Knowledge of global Investor AML regulatory environment, General knowledge of Microsoft Office
What You'll Do.
Complete workload accurately
Screen investor documentation
Review investor documentation
Highlight due diligence documentation requiring update
Escalate complex problems
Deal with queries efficiently
Complete support services
Provide periodic updates
Maintain working relationships
Promote enhancements to AML processes
Perform additional work
How You'll Work.
Team & Collaboration
Works with colleagues; Works with line management; Works with other colleagues; Working relationships with partners
Full Job Description
**_About Northern Trust:_** Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. Major Duties :o Takes responsibility for the timely and accurate completion of workload allocated including transaction monitoring and screening alerts; periodic investor documentation reviews and investor transitions into and out off Northern Trust. o Actively participates in the review of investor documentation and information pursuant to trigger events or periodic reviews in adherence with Northern Trust’s AML processes and procedures. o Works with colleagues and line management in reviewing such investor documentation and efficiently highlighting investor due diligence documentation (if any) requiring update, due to inadequacy or aging, to the Investor AML Department in Ireland, by agreed modes of communication, with professionalism of approach and timely escalation of material issues arising. Escalates more complex problems and critical issues, to his/her line manager, including those received from other Northern Trust partners (including primarily the Northern Trust Investor AML Department in Ireland). o Works with colleagues and line management to ensure that all queries from other Northern Trust partners (including primarily the Northern Trust Investor AML Department in Ireland) are dealt with efficiently and professionally. o Takes responsibility for completion of support services for Ireland & UK Investor AML processes and procedures in conjunction with Northern Trust colleagues in I
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