Sec&DerivativesSup

The Sec & Derivatives Sup is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement, and investigation of securities and derivatives transactions. This is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to process orders and transactions originating from the Markets Front office trading desks in coordination with various internal and external stakeholders.. **Key Responsibilities** * Managing OTC Derivatives Deal life cycle i.e Trade Processing, Verification, Settlement and Reporting * Identify and resolve Deal settlement issues and make process improvement recommendations to leadership. * Analyze moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services. * Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements. * Escalate transaction processing issues to the appropriate department and collaborate on a solution. * Design and analyze moderately complex reports, in coordination with standards set by direct leadership * Assist with control activities to existing as well as the launch of new products and services. Also, to cater various audit like Regulatory, Statutory and Concurrent auditors * Resolve escalated issues and provide appropriate closure to those problems * Identify opportunities for process improvements, including service or technology enhancements and train staff on all changes * Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures * Identify control