Barclays

Finance / FinServ

SanctionsAlertsSpecialist

Pune, India FULL TIME
The Brief

“Sanctions Alerts Specialist at Barclays. Skills: Sanctions alert management, Sanctions investigations, Regulatory adherence. Identify and conduct the appropriate analysis and due diligence on Sanctions alerts. Ensure the appropriate action is taken against customers and payment activity as defined by the Sanctions Standards and Restricted Activity Matrix”

What You'll Achieve.

Safeguarding the bank from regulatory and reputational risk; Delivery of the Financial Crime objectives

Industry & Context.

Finance / FinServ
Problems you'll solve

Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents

What They're Looking For.

Must Have

Independently conclude on sanctions escalations from L1-L4, Approve or reject payments for true or potential true hits based on sound interpretation of OFAC, OFSI, EU, and UN sanctions laws and regulations, Analyse SWIFT MT/MX messages, Raise and assess RFIs, Synthesize transaction intelligence to support final defensible and regulatory compliant sanctions conclusions, Exhibit sanctions knowledge, Attention to detail, Clearly articulate to support sanctions decisions to audit or relevant authority

Nice to Have

Experience of doing payment or customer screening in FircoSoft and OWS respectively or similar systems, Relevant background of working in sanctions or financial crime, Drive process efficiency and effectiveness improvements

What You'll Do.

Identify and conduct the appropriate analysis and due diligence on Sanctions alerts

Ensure the appropriate action is taken against customers and payment activity as defined by the Sanctions Standards and Restricted Activity Matrix

Ensure that the organisation adheres to all applicable sanction’s laws and regulations and internal governance

Revision of escalated cases and confirm a True Match in line with regulations/policy accurately and in a timely manner

Management and provision of guidance in the completion of complex sanctions investigations

Due diligence on Payment Screening alerts to determine the appropriate treatment and next steps for the payment

Escalation of Customer Screening True Matches to appropriate Business Aligned Sanctions Team for assessment

Identification of opportunities to drive efficiencies in the alert management process

assess and effectively disposition L5 sanctions alerts escalations

Contribute and drive the effective delivery

and risk management in Sanctions Compliance

How You'll Work.

Team & Collaboration

Involving the relevant stakeholders early and fully; Partner with other functions and business areas; Act as contact point for stakeholders outside of the immediate function; Building a network of contacts outside team and external to the organisation

Communication Scope

Clearly articulate to support sanctions decisions to audit or relevant authority; Communicate complex / sensitive information

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