Barclays

Finance / FinServ

SanctionsAlertsSpecialist

Pune, India FULL TIME
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Mid+ candidates.

The Brief

“Sanctions Alerts Specialist at Barclays. Skills: Sanctions alert analysis, Regulatory compliance, Due diligence, Payment screening, Customer screening. Identify and conduct the appropriate analysis and due diligence on Sanctions alerts. Ensure the appropriate action is taken against customers and payment activity as defined by the Sanctions Standards and Restricted Activity Matrix”

What You'll Achieve.

Safeguard the bank from regulatory and reputational risk; Contribute and drive the effective delivery, oversight, and risk management in Sanctions Compliance; Support in the delivery of the Financial Crime objectives

Industry & Context.

Finance / FinServ
Problems you'll solve

Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents; Make evaluative judgements based on the analysis of factual information, paying attention to detail

Eligibility Requirements

Support UK working hours

What They're Looking For.

Must Have

Independently conclude on sanctions escalations from L1-L4, Approve or reject payments for true or potential true hits based on sound interpretation of OFAC, OFSI, EU, and UN sanctions laws and regulations, Analyse SWIFT MT/MX messages, Raise and assess RFIs, Synthesize transaction intelligence to support final defensible and regulatory compliant sanctions conclusions, Exhibit sanctions knowledge, Attention to detail, Clearly articulate to support sanctions decisions to audit or relevant authority

Nice to Have

Experience of doing payment or customer screening in FircoSoft and OWS respectively or similar systems, Relevant background of working in sanctions or financial crime, Drive process efficiency and effectiveness improvements

What You'll Do.

Identify and conduct the appropriate analysis and due diligence on Sanctions alerts

Ensure the appropriate action is taken against customers and payment activity as defined by the Sanctions Standards and Restricted Activity Matrix

Ensure that the organisation adheres to all applicable sanction’s laws and regulations and internal governance

Ensure that client accounts are not held and transactions are not processed in breach of application laws and regulations

Understand the objectives of the Global Sanctions Function and the control frameworks

Embed a culture of compliance with sanctions

Revision of escalated cases and confirm a True Match in line with regulations/policy accurately and in a timely manner

Feed back on instances of incorrect escalation

Management and provision of guidance in the completion of complex sanctions investigations

Ensure that matters are correctly managed and follow appropriate escalation routes

Involve the relevant stakeholders early and fully

Due diligence on Payment Screening alerts to determine the appropriate treatment and next steps for the payment in line with documented procedures

Follow the defined governance process and approvals as required

Escalation of Customer Screening True Matches to appropriate Business Aligned Sanctions Team for assessment

Identification of opportunities to drive efficiencies in the alert management process and feed these back to the appropriate team(s) to implement

Support the Sanctions function to review

assess and effectively disposition L5 sanctions alerts escalations

Safeguard the bank from regulatory and reputational risk

Contribute and drive the effective delivery

and risk management in Sanctions Compliance

Support in the delivery of the Financial Crime objectives

Independently conclude on sanctions escalations from L1-L4

Approve or reject payments for true or potential true hits based on sound interpretation of OFAC

and UN sanctions laws and regulations

Analyse SWIFT MT/MX messages

Raise and assess RFIs

Synthesize transaction intelligence to support final defensible and regulatory compliant sanctions conclusions

Exhibit sanctions knowledge

attention to detail and clearly articulate to support sanctions decisions to audit or relevant authority

How You'll Work.

Team & Collaboration

Involve the relevant stakeholders early and fully; Partner with other functions and business areas; Guide and persuade team members; Act as contact point for stakeholders outside of the immediate function; Build a network of contacts outside team and external to the organisation

Communication Scope

Clearly articulate to support sanctions decisions to audit or relevant authority; Communicate complex / sensitive information

Full Job Description

# **Job Description** **Purpose of the role** To identify and conduct the appropriate analysis and due diligence on Sanctions alerts to ensure the appropriate action is taken against customers and payment activity as defined by the Sanctions Standards and Restricted Activity Matrix, ensuring that the organisation adheres to all applicable sanction’s laws and regulations and internal governance, such that client accounts are not held and transactions are not processed in breach of application laws and regulations. **Accountabilities** * Understanding the objectives of the Global Sanctions Function and the control frameworks and embed a culture of compliance with sanctions. * Revision of escalated cases and confirm a True Match in line with regulations/policy accurately and in a timely manner, feeding back on instances of incorrect escalation. * Management and provision of guidance in the completion of complex sanctions investigations, ensuring that matters are correctly managed and follow appropriate escalation routes, while involving the relevant stakeholders early and fully. * Due diligence on Payment Screening alerts to determine the appropriate treatment and next steps for the payment in line with documented procedures following the defined governance process and approvals as required. * Escalation of Customer Screening True Matches to appropriate Business Aligned Sanctions Team for assessment. * Identification of opportunities to drive efficiencies in the alert management process and feed these back to the appropriate team(s) to implement. **Analyst Expectations** * To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement. * Requires in-depth technical knowledge and experience in their assigned area of expertise * Thorough understanding of the underlying principles and concepts within the area of expertise * They lead and supervise a team, guiding and supporting professional development, allocating wo

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