Early Warning
Finance / FinServ
RiskManagementManager–LOD1–DataandInsights
“Risk Management Manager – LOD1 – Data and Insights at Early Warning. Skills: Risk Management, Internal Control, First-line of defense (LOD1) risk and internal control program coordination, Three Lines of Defense (3LOD) Program alignment. Building and coordination of a centralized first-line of defense (LOD1) risk and internal control program efforts. Align with the company’s Enterprise Risk Management Leadership around the structure of the 3LOD Program”
What You'll Achieve.
Meeting departmental goals and objectives; Ensuring consistency in the implementation and operationalization across the enterprise; Demonstrating control effectiveness through KPIs and KRIs; Ensuring remediation is on-time; Protect the integrity and confidentiality of systems and data
Industry & Context.
Identify and self-report issues; Ensure risk remediation plans exist and are track remediation plans to completion
Eligibility to work in the United States, for any employer, at the date of hire, Position is ineligible for employment Visa sponsorship, Work is primarily sedentary and requires extensive use of a computer and involves sitting for periods of approximately four hours, Work may require occasional standing, walking, kneeling and reaching, Must be able to lift 10 pounds occasionally and/or negligible amount of force frequently, Requires visual acuity and dexterity to view, prepare, and manipulate documents and office equipment including personal computers, Requires the ability to communicate with internal and/or external customers
What They're Looking For.
Must Have
Bachelor's degree in Business Administration, Finance, Accounting or other related field of specialty, Minimum of three or more years of audit, operational risk or other risk management experience or other proven related business experience, Good understanding of risk management and internal control leading practices within specialized area of focus, Demonstrated ability to work effectively in a complex, highly regulated environment, Working knowledge of regulatory requirements within specific area of focus, Effective communication, organization and presentation skills, Effective influence management skills
Nice to Have
Knowledge of COSO’s Internal Control – Integrated Framework, or similar, Certification in risk management, First line of defense risk management experience
What You'll Do.
Building and coordination of a centralized first-line of defense (LOD1) risk and internal control program efforts
Align with the company’s Enterprise Risk Management Leadership around the structure of the 3LOD Program
Assist Sr. Risk Managers and LOD1 Director if meeting departmental goals and objectives
Build and manage the business line’s centralized LOD1
Act as business-line liaison to Enterprise Risk Management
Operational Risk Management
Own and maintain business-line’s process inventory and internal control environment inventory
Work with Compliance (and other Risk functions) to obtain a high-level understanding of and monitor applicable regulations and requirements
Partner with Enterprise Risk Management in the execution of Risk and Control Self Assessments
Own and maintain the business-line’s detailed process and technical recovery plans
Partner with Business Continuity Management on business-line’s participation in BC/DR tests
Oversee and monitor the business-line’s third-party relationships
including both performance and risk management
Assist the business-line in the design and build of process maps
and report metrics (KPIs and KRIs) demonstrating control effectiveness
Identify and self-report issues through the ERM Self-Identified Issue Process
Ensure risk remediation plans exist and are track remediation plans to completion
Ensure remediation is on-time and ensure action plans and remediation of issues by Risk Owner
Ensures the completion of actions plans and remediation of self-identified issues by each Issue Owner and Risk Owner
Support the business-line Risk Acceptance Forms (RAF) process
Support business-line leadership in managing and reporting its related provide reports and explanations for use in Business Reviews
Audit or Management Committee meetings
Collaborate with Business Intelligence to design and implement risk reports for management
Deliver education and awareness of risk ownership essentials
Continually monitor and update assessments of the control environment
Perform internal control effectiveness test plans and procedures
Support the company’s commitment to protect the integrity and confidentiality of systems and data
How You'll Work.
Team & Collaboration
Act as business-line liaison to Enterprise Risk Management, Operational Risk Management, and Compliance; Partner with Enterprise Risk Management in the execution of Risk and Control Self Assessments; Partner with Business Continuity Management on business-line’s participation in BC/DR tests; Collaborate with Business Intelligence to design and implement risk reports for management
Communication Scope
Effective communication; Presentation skills
Process & Methodology
Manage risk remediation plans, Track remediation plans to completion, Ensure remediation is on-time
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