Robinhood

Financial Services

RiskandComplianceSeniorAssociate

£65–95k ~AI est. London, United Kingdom
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Senior candidates.

The Brief

“Risk and Compliance Senior Associate at Robinhood. Skills: Risk management, Compliance, UK financial regulation. Support design of compliance processes. Implement compliance processes”

Industry & Context.

Financial Services
Problems you'll solve

Problem-solving

What They're Looking For.

Must Have

Bachelor's degree or equivalent practical experience, 3-5 years compliance experience, Experience working within FCA-regulated environment, Working knowledge of UK regulatory requirements

Nice to Have

CFA charterholder preferred, FRM preferred, Series 7/63/65 preferred

What You'll Do.

Support design of compliance processes

Implement compliance processes

Enhance compliance processes

Align processes with policies

Align processes with regulatory requirements

Lead UK compliance monitoring components

Coordinate compliance reviews

Document compliance findings

Track compliance remediation activities

Assess regulatory developments

Evaluate impact on policies

Evaluate impact on procedures

Evaluate impact on controls

Evaluate impact on business operations

Review compliance approvals

Provide guidance on compliance escalations

Review financial promotions

Review product designs

Review complaints investigations

Review customer communications

Partner with Product teams

Partner with Legal teams

Partner with Operations teams

Partner with business teams

Improve compliance processes

Improve compliance reporting

How You'll Work.

Team & Collaboration

Partner with Legal; Partner with Product; Partner with Operations; Partner with business leaders

Communication Scope

Written communication; Verbal communication

Process & Methodology

Project management

Full Job Description

Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading. About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics and customers at the center of everything we do. Expectations are high, and so are the rewards. The Risk & Compliance team supports Robinhood’s mission by building practical, scalable compliance frameworks that enable responsible growth across our products and services. The team partners closely with Legal, Product, Operations, and business leaders to manage regulatory requirements and enable good outcomes for customers while supporting innovation in financial services. Team members are expected to apply sound judgment, communicate clearly, and contribute to a culture grounded in integrity, accountability, and continuous improvement. We’re excited to continue growing our presence in the UK as we build products that expand access to financial markets for customers around the world! As a Risk & Compliance Senior Associate, you will help shape and strengthen Robinhood UK’s compliance program across a broad range of regulatory topics. You will lead key compliance initiatives, support the ongoing development of risk and control frameworks, and provide guidance to business partners on regulatory obligations, product design and operational processes. The role requires strong practical knowledge of UK financial services regulation, the ability to manage competing

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