Robinhood
Financial Services
RiskandComplianceSeniorAssociate
Neural analysis suggests this role is
optimal for Senior candidates.
“Risk and Compliance Senior Associate at Robinhood. Skills: Risk management, Compliance, UK financial regulation. Support design of compliance processes. Implement compliance processes”
Industry & Context.
Problem-solving
What They're Looking For.
Must Have
Bachelor's degree or equivalent practical experience, 3-5 years compliance experience, Experience working within FCA-regulated environment, Working knowledge of UK regulatory requirements
Nice to Have
CFA charterholder preferred, FRM preferred, Series 7/63/65 preferred
What You'll Do.
Support design of compliance processes
Implement compliance processes
Enhance compliance processes
Align processes with policies
Align processes with regulatory requirements
Lead UK compliance monitoring components
Coordinate compliance reviews
Document compliance findings
Track compliance remediation activities
Assess regulatory developments
Evaluate impact on policies
Evaluate impact on procedures
Evaluate impact on controls
Evaluate impact on business operations
Review compliance approvals
Provide guidance on compliance escalations
Review financial promotions
Review product designs
Review complaints investigations
Review customer communications
Partner with Product teams
Partner with Legal teams
Partner with Operations teams
Partner with business teams
Improve compliance processes
Improve compliance reporting
How You'll Work.
Team & Collaboration
Partner with Legal; Partner with Product; Partner with Operations; Partner with business leaders
Communication Scope
Written communication; Verbal communication
Process & Methodology
Project management
Full Job Description
Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading. About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics and customers at the center of everything we do. Expectations are high, and so are the rewards. The Risk & Compliance team supports Robinhood’s mission by building practical, scalable compliance frameworks that enable responsible growth across our products and services. The team partners closely with Legal, Product, Operations, and business leaders to manage regulatory requirements and enable good outcomes for customers while supporting innovation in financial services. Team members are expected to apply sound judgment, communicate clearly, and contribute to a culture grounded in integrity, accountability, and continuous improvement. We’re excited to continue growing our presence in the UK as we build products that expand access to financial markets for customers around the world! As a Risk & Compliance Senior Associate, you will help shape and strengthen Robinhood UK’s compliance program across a broad range of regulatory topics. You will lead key compliance initiatives, support the ongoing development of risk and control frameworks, and provide guidance to business partners on regulatory obligations, product design and operational processes. The role requires strong practical knowledge of UK financial services regulation, the ability to manage competing
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