OakNorth

Finance

RiskAndComplianceAssistantManager

Gurugram, India FULL TIME
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Entry candidates.

The Brief

“Risk And Compliance Assistant Manager at OakNorth. Skills: Risk Management, Compliance Management, Regulatory Compliance, Data Analysis. Maintaining the Bank’s registers on conflicts of interest and outside business interests, insider lists, and breaches, and carrying out periodic reviews. Assisting with risk event reviews and breach management”

Industry & Context.

Finance
Problems you'll solve

Able to spot patterns, anomalies, and gaps in data and registers

What They're Looking For.

Must Have

Recently qualified Chartered Accountant (CA Fresher) with academic credentials

What You'll Do.

Maintaining the Bank’s registers on conflicts of interest and outside business interests

and carrying out periodic reviews

Assisting with risk event reviews and breach management

Helping to maintain the Compliance & Risk Function’s policies and procedures

including the overall Policy Framework

Keeping on top of the Compliance Calendar and supporting in the timely completion of Compliance tasks

Supporting the compilation of management information and other information gathering

in issuing monthly and quarterly governance reports for the Bank’s governance

Logging and filing all requests that come into the Compliance Advisory mailbox

Providing further administrative assistance

How You'll Work.

Team & Collaboration

Supporting the day-to-day tasks of the Deputy Head of Compliance and the wider Risk team; Engage clearly with stakeholders at all levels

Communication Scope

Written communication skills; Verbal communication skills

Full Job Description

## Description At OakNorth, we're on a mission to empower ambitious businesses and the communities they serve. Since 2015, we've lent over $21 billion across the UK and US, helped create more than 58,000 new homes and 36,000 new jobs, and supported hundreds of thousands of personal savers — all while driving economic growth in the markets we serve.     ## Responsibilities Junior member of the Bank’s second line Risk and Compliance Teams supporting the day-to-day tasks of the Deputy Head of Compliance and the wider Risk team, including: Maintaining the Bank’s registers on conflicts of interest and outside business interests, insider lists, and breaches, and carrying out periodic reviews of the same; Assisting with risk event reviews and breach management Helping to maintain the Compliance & Risk Function’s policies and procedures, including theoverall, Policy Framework Keeping on top of the Compliance Calendar and supporting in the timely completion ofCompliance tasks Supporting the compilation of management information and other information gathering, inissuing monthly and quarterly governance reports for the Bank’s governance committees; Logging and filing all requests that come into the Compliance Advisory mailbox and Providing further administrative assistance, as required. ## Required Experience Recently qualified Chartered Accountant (CA Fresher) with strong academiccredentials. Highly organised with strong attention to detail and the ability to manage multiplepriorities simultaneously. A self-starter who takes ownership of tasks and sees them through to completionwithout needing close direction. Comfortable working with data, registers, and trackers; able to spot patterns, anomalies,and gaps. Strong written and verbal communication skills — able to engage clearly withstakeholders at all levels. Curious and tech-savvy, with an interest in using digital tools and AI to improve howcompliance work gets done. Adaptable and open to taking on new and varied responsib

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