Tide
Finance / FinServ
RegulatoryRisk&ComplianceSpecialist-UK
Neural analysis suggests this role is
optimal for Mid candidates.
“Regulatory Risk & Compliance Specialist - UK at Tide. Skills: Regulatory Risk & Compliance, UK Regulatory Requirements (FCA), Compliance Monitoring, Regulatory Submissions, Risk Mitigation. Provide regulatory guidance on product and service development. Conduct compliance assessments for new initiatives”
Industry & Context.
Proactive problem solver; Resolving compliance challenges; Analytical skills; Risk assessment skills
What They're Looking For.
Must Have
At least four years of experience in Compliance, Regulatory Risk, or Risk Management at a mid level within Financial Services, Direct experience interacting with regulators, handling responses, managing notifications, and supporting regulatory inspections, audits, and thematic reviews, Familiarity with regulatory submissions, licence applications, and reporting, Experience in oversight functions, monitoring key risk indicators (KRIs), and providing Compliance Advisory on new initiatives, products, and services, Background in Banking, FinTech, Payments/E-Money firms, or Regulatory Consultancy, Ability to interpret complex regulations, research requirements, and advise internal stakeholders on compliance matters, Proactive problem solver with a sense of ownership and accountability in resolving compliance challenges, Exceptional organisational skills, managing multiple projects, deadlines, and regulatory engagements effectively, Meticulous attention to detail, with drafting, analytical, and risk assessment skills, Fluency in English (mandatory)
Nice to Have
Experience working with firms under the FCA regulations
What You'll Do.
Provide regulatory guidance on product and service development
Conduct compliance assessments for new initiatives
Research regulatory developments in the UK and assess their impact
Advise on necessary actions for regulatory developments
Execute the Compliance Monitoring Plan
Take ownership of monitoring activities
Address findings from monitoring activities
Engage stakeholders as needed for monitoring activities
Support regulatory submissions
Maintain and update compliance policies
Track required refresh cycles for policies
Support the Regional Director of Risk & Compliance and the Global Director of Compliance in regulatory engagements
Lead and actively participate in Regulatory Risk & Compliance working groups
Act as a liaison for external partners and service providers on oversight requests and regulatory expectations
Coordinate and deliver compliance and risk-related training
Collect and prepare MI for internal governance reporting and external regulatory submissions
Track regulatory deadlines
Maintain a log of regulatory interactions
Prepare for meetings and inspections with the FCA and other authorities
Engage with internal teams to respond to compliance-related requests and regulatory inquiries
Ensure cross-functional alignment
Work closely with the 1LOD to remediate regulatory oversight findings and enhance controls
and monitor regulatory risks
Ensure appropriate mitigation measures are in place
Support internal and external audits
Participate in compliance reviews
Oversee effective remediation of findings
How You'll Work.
Team & Collaboration
Working closely with teams across the organisation, including Product, Member Operations, Payments, Marketing, Legal and Finance; Provide expert advice on regulatory developments; Lead compliance initiatives; Integrate regulatory requirements into our day-to-day operations; Help to steer decisions, impact strategies and support the rest of the team and business; Engage with internal teams to respond to compliance-related requests and regulatory inquiries, ensuring cross-functional alignment; Work closely with the 1LOD to remediate regulatory oversight findings and enhance controls
Communication Scope
Advise internal stakeholders on compliance matters; Respond to compliance-related requests and regulatory inquiries
Process & Methodology
Managing multiple projects, Managing deadlines
Full Job Description
ABOUT TIDE At Tide we help SMEs save time (and money) in the running of their businesses by not only offering business accounts and related banking services, but also a comprehensive set of highly usable and connected administrative solutions from invoicing to accounting. Tide is transforming the small business banking market with over 1.8 million members globally across the UK, India, Germany and France. Using advanced technology, all solutions are designed with SMEs in mind. With quick onboarding, low fees and innovative features, we thrive on making data-driven decisions to serve our mission: to help SMEs save both time (and money) so they can get back to doing what they love. Tide facts: Tide is available for UK, Indian, German and French SMEs Over 1.8 million members: 800,000 UK and 1,000,000 in India and growing rapidly Over $300 million raised in funding Over 2,500 Tideans globally - we’re diversity champions! We have offices in Central London, with a member support and technology centre in Sofia, Bulgaria, technology centres in Serbia, Romania, Lithuania and Hyderabad and offices in Gurugram and New Delhi, and in Berlin, Paris and Luxembourg. ABOUT THE TEAM: As a Regulatory Risk & Compliance Specialist - UK, you will play a vital role in ensuring Tide complies with the evolving regulatory requirements set by the FCA and other UK regulators. You will be responsible for identifying, assessing, and mitigating regulatory risks, while ensuring that Tide’s compliance frameworks are embedded across the business. Working closely with teams across the organisation, including Product, Member Operations, Payments, Marketing, Legal and Finance, you will provide expert advice on regulatory developments, lead compliance initiatives, and integrate regulatory requirements into our day-to-day operations. As the subject matter expert on particular regulations, you’ll help to steer decisions, impact strategies and support the rest of the team and business. At Tide, you’ll be a
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