Mufg
Financial Services
RegulatoryReportingIncidentManagementAVP
“Regulatory Reporting Incident Management AVP at Mufg. Skills: Regulatory Reporting, Incident Management, Risk Management, Data Governance. Support regulatory reporting incident management process execution. Coordinate end-to-end lifecycle of regulatory reporting incidents”
Industry & Context.
root cause analysis; variance analysis; materiality assessments
What They're Looking For.
Must Have
2-4+ years of experience in Regulatory Reporting, Finance Controls, Risk/Data Governance, or related areas within a financial institution, Practical experience supporting regulatory reporting issues/incidents, including documentation, impact assessment, remediation tracking, and closure, working knowledge of U. S. regulatory reporting, Solid understanding of regulatory reporting production processes, data sourcing, reconciliations, internal controls, and common drivers of reporting errors, Demonstrated ability to perform root cause analysis, variance analysis, and materiality assessments independently, Experience supporting audit and regulatory exam requests, including preparation of evidence, issue narratives, and remediation documentation, Familiarity with issue management, control frameworks, and data governance concepts, written and verbal communication able to produce clear, audit-ready documentation and coordinate across stakeholders, Bachelor’s degree in Accounting, Finance, Economics, Information Systems, or related field (or equivalent experience)
Nice to Have
hands-on experience with reports such as FFIEC 002, FR 2052a, FR Y-15, FFIEC 019, TIC, or similar, Proficiency with Microsoft experience with issue tracking or GRC tools (e.g. , Archer, ServiceNow, JIRA)
What You'll Do.
Support regulatory reporting incident management process execution
Coordinate end-to-end lifecycle of regulatory reporting incidents
Maintain accurate and complete incident records
Perform detailed impact assessments for incidents
Support root-cause analysis efforts
Assist in development and tracking of remediation plans
Monitor remediation progress and escalate delays
Support responses to audit and regulatory inquiries
Assist in preparing documentation packages
Help ensure consistency in communications regarding incidents
Support maintenance and enhancement of incident management procedures
Identify recurring incident themes and control gaps
Contribute to recommendations for control enhancements
Partner with teams to translate incident findings into improvements
Contribute to lessons-learned reviews
Coordinate with cross-functional stakeholders
Assist in impact assessments for regulatory changes
Support bank-wide initiatives
Perform other projects or duties as assigned
How You'll Work.
Team & Collaboration
Partner closely with Regulatory Reporting, Finance, Risk, Data Governance, Technology, and Compliance teams; Coordinate with cross-functional stakeholders—including Regulatory Reporting, Finance, Risk, Data Governance, Compliance, Technology, and Internal Audit—to support timely and effective incident resolution; Help ensure consistency and accuracy in communications regarding incidents across Regulatory Reporting, Risk, Compliance, and senior management stakeholders
Communication Scope
written and verbal communication able to produce clear, audit-ready documentation and coordinate across stakeholders
Applying for this Regulatory Reporting Incident Management AVP role?
Most applicants get filtered before a human reads their resume. See if yours makes the cut.
How to Apply on Workday
- Workday has a multi-step form — save your progress after every section.
- "Apply With LinkedIn" can fail or lose data; manual entry is more reliable.
- Watch for the "Submit for Review" final step — hitting "Save" alone does not submit.
- Job requisition numbers are useful when following up with HR by email.
ANONYMOUS · UNFILTERED
What do employees actually say about Mufg?
Real rants from real employees. Read before you apply.