Company
RegulatoryReporting-CCRBIVAnalyst
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Regulatory Reporting-CCR BIV Analyst. Skills: prudential regulatory reporting risks, regulatory reporting, internal control policies, compliance reviews, compliance gaps, regulatory reporting non-compliance, internal controls, regulatory data analysis, regulatory requirements, compliance responsibilities, regulatory reporting systems, enterprise systems integration. Identification and assessment of prudential regulatory reporting risks arising from the bank's activities, products, and services..”
What You'll Achieve.
ensure that the bank's activities and operations comply with all applicable laws, regulations, and internal control policies.; driving continuous improvement.; Takes responsibility for end results of a team’s operational processing and activities.; Take responsibility for embedding new policies/ procedures adopted due to risk mitigation.; Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to.; Deliver your work and areas of responsibility in line with relevant rules, regulation and codes of conduct.; achievement of the objectives of the organisation sub-function.
Industry & Context.
Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents.; Make evaluative judgements based on the analysis of factual information, paying attention to detail.
What They're Looking For.
Must Have
in-depth technical knowledge and experience in their assigned area of expertise, Thorough understanding of the underlying principles and concepts within the area of expertise
Nice to Have
leadership responsibilities, demonstrate a clear set of leadership behaviours, develop technical expertise in work area, acting as an advisor where appropriate
What You'll Do.
Identification and assessment of prudential regulatory reporting risks arising from the bank's activities
Development and implementation of strategies to mitigate prudential regulatory reporting risks
ensuring compliance with all applicable laws
and internal control policies
and conduct regular compliance reviews and audits to identify and address potential compliance gaps or violations.
Assessment of the effectiveness of the bank’s internal control processes and governance framework
including addressing any weaknesses or gaps that could lead to regulatory reporting non-compliance
and implementation of measures to strengthen internal controls.
Preparation and submission of regulatory reports to authorities
and provision of support to other departments in their preparation and review of regulatory reports.
Analysis and presentation of regulatory data to provide insights into business performance
and support decision-making.
Development and implementation of training programmes to educate employees on regulatory requirements and compliance responsibilities.
Communication and liaising with regulatory bodies
prompt responses to inquiries and provision of requested information
and representation of the bank in meetings with regulators.
Management of the selection
and maintenance of regulatory reporting systems and software applications
including collaboration with IT colleagues to integrate regulatory reporting systems with other enterprise systems.
How You'll Work.
Team & Collaboration
Partner with other functions and business areas.; Act as contact point for stakeholders outside of the immediate function, while building a network of contacts outside team and external to the organisation.
Communication Scope
provide oversight on regulatory reporting; maintenance of open communication with regulators; prompt responses to inquiries; provision of requested information; representation of the bank in meetings with regulators; Guide and persuade team members and communicate complex / sensitive information.
Full Job Description
# **Job Description** **Purpose of the role** To identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the bank's activities and operations comply with all applicable laws, regulations, and internal control policies. **Accountabilities** * Identification and assessment of prudential regulatory reporting risks arising from the bank's activities, products, and services. Development and implementation of strategies to mitigate prudential regulatory reporting risks, ensuring compliance with all applicable laws, regulations, and internal control policies, and conduct regular compliance reviews and audits to identify and address potential compliance gaps or violations. * Assessment of the effectiveness of the bank’s internal control processes and governance framework, including addressing any weaknesses or gaps that could lead to regulatory reporting non-compliance, and implementation of measures to strengthen internal controls. * Preparation and submission of regulatory reports to authorities, and provision of support to other departments in their preparation and review of regulatory reports. * Analysis and presentation of regulatory data to provide insights into business performance, identify trends, and support decision-making. * Development and implementation of training programmes to educate employees on regulatory requirements and compliance responsibilities. * Communication and liaising with regulatory bodies, prompt responses to inquiries and provision of requested information, and representation of the bank in meetings with regulators. * Management of the selection, implementation, and maintenance of regulatory reporting systems and software applications, including collaboration with IT colleagues to integrate regulatory reporting systems with other enterprise systems. **Analyst Expectations** * To perform prescribed activities in a timel
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