Deutsche Bank
Financial Services
RegulatoryControlAnalyst,NCT
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Regulatory Control Analyst, NCT at Deutsche Bank. Skills: AML, KYC, Financial crime. Review and approve client escalations. Ensure client risk rating is in line”
Industry & Context.
Analytical skills; Problem solving ability; Control mindset
Flexible work timings
What They're Looking For.
Must Have
2-3 years experience in AFC, Graduate with any stream, Experience with KYC process
Nice to Have
Degree or diploma in AML/KYC
What You'll Do.
Review and approve client escalations
Ensure client risk rating is in line
Assess risk factors identified
Apply subject matter expertise judgment
Engage with specialist team for escalation
Liaise with CLM for information
Document outcome and rational
Ensure KYC reviews are in line
Contribute to global KYC program
Identify best practices
Decide on escalated clients
Escalate to Governance Forums
Define and implement TOM
How You'll Work.
Team & Collaboration
Work with stakeholders; Work with 1LoD; Work with 2LoD
Full Job Description
## _**Job Description:**_ **In Scope of Position based Promotions (INTERNAL only)** **Job Title: Regulatory Control Analyst, NCT** **Location: Bangalore, India** **Role Description** The candidate for the AFC Centre of Excellence for KYC is supporting CB and IB KYC escalations to AFC, collaborating with the relevant Business stakeholders, Client Lifecycle Management and other AFC functions. Primary focus of the reviewer would be to ensure they review and approve the risk factor highlighted by CLM team as part of NCA/EDR/PRs **Organization** * Deutsche Bank (DB) is committed to the highest standards of Anti-Money Laundering (AML), Sanctions & Embargoes, Anti-Bribery and Corruption (ABC) and Anti-Fraud & Investigations (AF&I) and wider Financial Crime (collectively referred to as Anti Financial Crime) prevention. * The Management and all employees are required to adhere to these standards to prevent DB and our reputation from those who may intend to use our products and services for money laundering, bribery, corruption, fraud and/or Terrorist Financing (TF) purposes. **AFC – KYC COE** * Implement a dedicated ‘Centre(s) of Excellence’ for the AFC element of the KYC file review, allowing customers to be reviewed once in review cycle. Below are some of the key principals**.** * Achieve economies of scale through the creation of one functional team with sophisticated risk managers, under one global leader who is accountable for the AFC KYC file review and sign-off process.Ensure fulfilment of local regulations and regulatory expectations in an efficient, risk focused manner.Ensure sufficient resources to create and effectively maintain a “follow the sun” KYC file review aligned with ACO availability.Seek opportunities to geographically co-locate the CoE with respective 1LoD counterparties (i.e. align with the 1LoD Target Operating Model) to stimulate cooperation and strengthen the relationship **What we’ll offer you** As part of our flexible scheme, here are just some of
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