Deblock
Financial Services
RegulatoryComplianceOfficer
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Regulatory Compliance Officer at Deblock. Skills: Regulatory Compliance, Financial Crime, AML/CFT. Maintain, and continuously enhance the Compliance Framework. Implement and oversee the annual Compliance Plan”
What You'll Achieve.
Ensure that the firm’s culture and business practices consistently deliver fair outcomes for customers
Industry & Context.
Ability to translate complex legal text into actionable operational workflows
Ability to exercise oversight, knowledge and understanding of financial crime and AML policies, procedures and control arrangements in a complex financial operation, track record of managing compliance in an entity that operates across multiple EU borders
What They're Looking For.
Must Have
Professional qualification from an internationally recognised body (e. g. ICA, ACAMS), Native-level fluency in French, Full professional proficiency in English
Nice to Have
Knowledge and experience in other EU markets, Additional EU language, in particular German
What You'll Do.
and continuously enhance the Compliance Framework
Implement and oversee the annual Compliance Plan
and escalate material compliance risks
Ensure compliance requirements are embedded into business processes
Assess and monitor Conduct Risk
Provide regulatory interpretation
Support product development and change initiatives
Act as a trusted advisor to senior management
Provide input for escalations
Participate in the second line of defence oversight
Challenge the adequacy and effectiveness of first-line AML/CFT implementation
Collaborate with the AML/Financial Crime team
Act as a point of contact for authorities
Manage and coordinate responses to regulatory inquiries
Maintain a Regulatory Change Management tracker
Ensure adequate metrics are provided
and consistent regulatory reporting
Ensure adequate compliance training and awareness programs
Ensure staff understand their regulatory responsibilities
Monitor regulatory developments
Contribute to the ongoing improvement of governance arrangements
Collaborate with second line of defence colleagues
How You'll Work.
Team & Collaboration
Collaborate with the AML/Financial Crime team; Collaborate with second line of defence colleagues on Risk, Legal, AML, and Permanent Control functions
Communication Scope
Native-level fluency in French (for communications, regulatory reporting and legal interpretation); Full professional proficiency in English (for group-level communication and documentation drafting including policies and procedures)
Full Job Description
### 👀 **What we are looking for** * Professional qualification from an internationally recognised body (e.g. ICA, ACAMS) * Deep knowledge of the EU regulatory environment and key financial crime regimes * Ability to exercise oversight, knowledge and understanding of financial crime and AML policies, procedures and control arrangements in a complex financial operation * Academic Background: Advanced degree (Master’s or equivalent) in Law, Finance, or Business. * EMI & Crypto practical knowledge of the French and EU regulatory environment. Knowledge and experience in other EU markets is also welcome! * Scaling Experience: track record of managing compliance in an entity that operates across multiple EU borders. * Ability to translate complex legal text into actionable operational workflows for product and engineering teams. * Native-level fluency in French (for communications, regulatory reporting and legal interpretation) and full professional proficiency in English (for group-level communication and documentation drafting including policies and procedures). Additional EU language, in particular German is welcome! ### 🧑💻 **What you’ll be working on** * Regulatory Compliance Framework & Governance * Maintain, and continuously enhance the Compliance Framework, including policies, procedures, and internal controls, covering all applicable regulations for the entity. * Implement and oversee the annual Compliance Plan, including compliance monitoring activities and thematic reviews focusing on regulatory outcomes and conduct risk, and management and board-level reporting. * Identify, assess, and escalate material compliance risks, breaches, or control weaknesses. * Ensure compliance requirements are embedded into business processes, product governance, customer onboarding, and ongoing operations. * Regulatory Advisory & Business Support * Assess and monitor Conduct Risk, ensuring that the firm’s culture and business practices consistently deliver fair outcomes for cus
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