Cibc
Financial Services
RegulatoryComplianceExaminer
Neural analysis suggests this role is
optimal for Mid candidates.
“Regulatory Compliance Examiner at Cibc. Skills: Regulatory Compliance, Examinations. manage and execute regulatory examinations. ensure adequate planning, fieldwork and reporting of results as per CEEP methodology and procedures”
What You'll Achieve.
independently assess the design and operating effectiveness of management’s control environment and adherence to regulatory requirements; help them develop and implement an appropriate regulatory compliance culture, compliance risk and control processes that are effective, cost-efficient that help achieve business objectives
Industry & Context.
critical thinking skills
may be asked to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency), use of artificial intelligence tools during the recruitment process
What They're Looking For.
Must Have
working experience executing examinations/audits or compliance reviews, understanding of the Regulatory Compliance Management (RCM) policy, understanding of the regulatory environments applicable to financial institutions, including regulations defined by in the Bank Act and the Financial Consumer Protection Framework, understanding of the Canadian Banking Retail products, services, and channels, minimum of 3 years’ experience within the financial/compliance/audit industry, legally eligible to work at the location(s) specified, valid work or study permit (where applicable)
Nice to Have
current accreditation and good standing in CIA, CPA, ACCA or CISA
What You'll Do.
manage and execute regulatory examinations
ensure adequate planning
fieldwork and reporting of results as per CEEP methodology and procedures
monitor upcoming changes in the industry
support questions from the business and team regarding regulations
best practices and internal policies and procedures
evaluate the effectiveness of processes
controls and compliance with regulatory requirements
identify and recommend areas for improvement
How You'll Work.
Team & Collaboration
assist team members with their examinations; help to implement changes as required to strengthen the Compliance Testing Program; support a safe environment in which different opinions are welcomed; establish and maintain positive working relationships with various LOBs, Compliance partners, internal audit and other Governance partners
Communication Scope
verbal and written communication skills; ability to communicate effectively with different lines of business regarding the Regulations and the results of the examination
Process & Methodology
planning, fieldwork, reporting of results
Full Job Description
We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute. To learn more about CIBC, please visit [CIBC.com](https://www.cibc.com/en/about-cibc.html) **What you’ll be doing** Compliance & Global Regulatory Affairs (Compliance & GRA) assists our Bank in developing and executing a robust and proactive regulatory compliance and regulatory affairs strategy, and effectively managing regulatory risk. The Compliance and EAML Examination Program (CEEP) team, is a group within the Compliance Department, and consists of several multi-skilled examination teams, including the Canadian Retail Banking (CRBC) Examination team. This team is responsible to execute regulatory compliance examinations of various LOBs with the objective to independently assess the design and operating effectiveness of management’s control environment and adherence to regulatory requirements such as regulations defined by OSFI and FCAC (Bank Act and the Financial Consumer Protection Framework). Reporting to the Senior Director, Compliance and EAML Examinations Program, the Regulatory Compliance Examiner is responsible to manage and execute regulatory examinations and ensure adequate planning, fieldwork and reporting of results as per CEEP methodology and procedures. The Regulatory Compliance Examiner will have a strong understanding of applicable regulatory requirements as well as knowledge of CIBC lines of business, Governance Groups, Oversight Functions and Compliance. In addition to working on the Canadian Retail Banking portfolio, Compliance Officers will support other examination portfolios within the broader CEEP team, if required. At CIBC we enable the work environment most optimal
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