RegisteredAssociateII

**_About Northern Trust:_** Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. # **Registered Associate II** **Role Overview** The Registered Associate II provides day‑to‑day support to one or more Financial Advisors by managing client service needs and acting as a key liaison between clients, advisors, and internal partners. This role requires a strong understanding of investment products, brokerage operations, and regulatory requirements to deliver high‑quality, proactive client service. The associate supports client relationships through account servicing, onboarding, and trade execution while contributing to the development and execution of investment strategies aligned to client objectives and market conditions. ### **Key Responsibilities** * Serve as a primary point of contact for client servicing, including account opening, maintenance, and trade execution * Onboard new client relationships by preparing and processing account documentation, advisory agreements, and related correspondence * Support Financial Advisors in evaluating client investment objectives, risk tolerance, income needs, and market conditions * Deliver proactive, high‑quality service to clients, Financial Advisors, and internal business partners * Collaborate with internal teams (Sales, Operations, Management, and relationship managers) to resolve client inquiries and requests * Maintain accurate and up‑to‑date client information in the Client Relationship Management (CRM) system * Organize and m