Capital One
Finance
PrincipalRiskAssociate,OperationalRiskManagementControlTesting
Neural analysis suggests this role is
optimal for Principal candidates.
“Principal Risk Associate, Operational Risk Management Control Testing at Capital One. Skills: Operational Risk Management, Control Testing, Risk Assessment, Data Analysis. Perform testing on identified operational risk controls. Ensure issues are properly reported to business areas and remediated appropriately”
What You'll Achieve.
Provide assurance that risk-taking groups are appropriately representing their control environments through the effective challenge of operational controls; Reduce outstanding risk or performance breakdowns; Identify emerging risks, process improvements, or areas for increased training
Industry & Context.
Problem-solving and analysis skills
What They're Looking For.
Must Have
High school diploma, GED, or equivalent certification, At least 3 years of audit or risk management experience, At least 1 year of testing or quality assurance experience
Nice to Have
Bachelor’s Degree in Auditing, Finance, Economics, Planning, Information Systems or Business Administration, 4 + years of audit or risk management experience, 1 + years of project or process management experience, Risk Management Certification
What You'll Do.
Perform testing on identified operational risk controls
Ensure issues are properly reported to business areas and remediated appropriately
Perform and support detailed data analysis
Identify emerging risks
or areas for increased training
Manage work across organizational lines
Support procedure reviews and document updates
Assist with compiling metrics
How You'll Work.
Team & Collaboration
Building and maintaining relationships with business partners; Working with other team members; Managing work across organizational lines
Communication Scope
Excellent verbal and written communication; Develop communications (written and presented) to support findings
Process & Methodology
Project or process management experience
Full Job Description
Principal Risk Associate, Operational Risk Management Control Testing **Capital One is seeking an energetic, self-motivated Principal Risk Associate to join the Operational Risk Control Testing team within the Operational Risk Management (ORM) second line of defense. The ORM Testing team is a dedicated group of professionals focused on developing and executing second line of defense oversight responsibilities for Capital One.** **Risk Associates perform professional testing and challenge of operational controls identified through various risk assessment processes that identify material risks and controls of operational risk, including processes, systems and products. ORM Testing provides direct feedback to the first line of defense and informs the effective challenge regarding overall control effectiveness.** **This position will be expected to conduct control testing across a spectrum of business and technology processes, document testing results, prepare work papers to evidence testing methods, and draft final reports for customers to summarize testing results. This associate will be responsible for building and maintaining relationships with our business partners while adhering to the highest ethical standards required for independent testing. Success in this position will rely heavily on working with other team members, being able to identify and execute strategies to build and improve processes, being able to analyze data from a variety of sources and to independently identify risk through undefined processes or ways that are not predetermined.** ****Responsibilities:**** * **Perform testing on identified operational risk controls to provide assurance that risk-taking groups are appropriately representing their control environments through the effective challenge of operational controls** * **Ensure issues are properly reported to business areas and remediated appropriately to reduce outstanding risk or performance breakdowns** * **Perform and support detailed
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