PwC
Internal Firm Services - Other
PartnerComplianceProgram–CentralizedTeamSpecialist[USClient]
Neural analysis suggests this role is
optimal for Specialist candidates.
“Partner Compliance Program – Centralized Team Specialist [US Client] at PwC. Skills: Independence Office liaison to PwC US and MX partners, Answering emails and providing guidance and assistance with R&I topics, Updating and monitoring PwC partner’s investment portfolios, Checking partners’ compliance with the firm’s investment recording system, Granting access to financial advisors, Pre-clearing and vetting potential investments by PwC partners, Evaluating and granting dispensation requests, Se”
What You'll Achieve.
Consistently deliver quality work that drives value for our clients and success as a team; Deliver quality; Consistently delivering high quality work in a timely fashion
Industry & Context.
Gather information from a range of sources to analyse facts and discern patterns; Employing analytical and technical skills; Identifying and making suggestions for efficiencies and improvements when performing tasks; Using tools, techniques and firm standard methodologies to support research, analysis and problem solving; Demonstrating critical thinking and the ability to bring order to unstructured problems, including applying judgment to inform decisions; Assessing potential issues and/or roadblocks and escalating accordingly
Availability to work according to US schedule (EST time zone, local bank holidays)
What They're Looking For.
Must Have
At least 1 year of relevant work experience, Availability to work according to US schedule (EST time zone, local bank holidays), Proven ability to communicate clearly and professionally, both orally and in writing, with customer service orientation (English/Spanish)
Nice to Have
contact center and/or ticketing system experience is a plus, Knowledge of US and MX financial products is a plus
What You'll Do.
Developing and implementing policies and procedures to facilitate compliance with legal and regulatory requirements
Acting as an Independence Office liaison to PwC US and MX partners by answering emails and providing them with guidance and assistance with R&I topics
such as personal independence
regulatory compliance and other topical areas covered by knowledge base documents and internal systems (investments portfolio
automated investment recording system
learning and development
Updating and monitoring PwC partner’s investment portfolios
checking partners’ compliance with the firm’s investment recording system
and granting access to financial advisors (i. e.
Pre-clearing and vetting potential investments by PwC partners
as well as evaluating and granting dispensation requests
and sending disposal notices for impermissible investments
Notifying PwC partners of upcoming personal independence audits and compliance confirmations and following up on pending compliance related items
Evaluating the risk and permissibility of the financial and non-financial relationships of PwC partners and direct admit
How You'll Work.
Team & Collaboration
Working productively in an environment with evolving deadlines and flexing approach to meet changing needs; Creating a team culture regarding communications, work ethic and values
Communication Scope
Communicating clearly and professionally in English, both orally and in writing; Communicating with empathy and adapting communication style to meet the needs of the situation
Full Job Description
**Industry/Sector** Not Applicable **Specialism** IFS - Internal Firm Services - Other **Management Level** Specialist **Job Description & Summary** At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively. Those in independence, ethics and business conduct at PwC facilitates adherence to ethical standards and promote a culture of integrity within the organisation. Working in this area, you will be responsible for developing and implementing policies and procedures to facilitate compliance with legal and regulatory requirements. You are a reliable, contributing member of a team. In our fast-paced environment, you are expected to adapt, take ownership and consistently deliver quality work that drives value for our clients and success as a team. Examples of the skills, knowledge, and experiences you need to lead and deliver value at this level include but are not limited to: * Apply a learning mindset and take ownership for your own development. * Appreciate diverse perspectives, needs, and feelings of others. * Adopt habits to sustain high performance and develop your potential. * Actively listen, ask questions to check understanding, and clearly express ideas. * Seek, reflect, act on, and give feedback. * Gather information from a range of sources to analyse facts and discern patterns. * Commit to understanding how the business works and building commercial awareness. * Learn and apply professional and technical standards (e.g. refer to specific PwC tax and audit guidance), uphold the Firm's code of conduct and independence requirements. At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes a
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