IQ-EQ
Investor Services
Manager-ClientCompliance
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“Manager - Client Compliance at IQ-EQ. Skills: Client Compliance, MLCO, AML/CFT. Lead financial crime risk oversight. Ensure robust AML/CFT compliance”
What You'll Achieve.
Meet regulatory obligations; Deliver high-quality services; Deliver consistent services
Industry & Context.
Risk management
Act as MLCO
What They're Looking For.
Must Have
Recognised compliance qualification, Solid understanding of relevant legislation, Understanding of Codes of Practice, Understanding of supervisory expectations in Jersey, IT proficiency, Skilled in using relevant applications
Nice to Have
Familiarity in Virtual and Digital Assets
What You'll Do.
Lead financial crime risk oversight
Ensure robust AML/CFT compliance
Advise boards on obligations
Advise boards on emerging risks
Oversee effectiveness of MLRO
Design risk-based Compliance Monitoring Programmes
Implement risk-based Compliance Monitoring Programmes
Continuously improve risk-based Compliance Monitoring Programmes
Deliver clear reporting
Deliver accurate reporting
Support client compliance programme
Execute client compliance programme
Ensure consistent application of frameworks
Ensure consistent application of tools
Ensure consistent application of technologies
Ensure consistent application of regulatory standards
Manage day-to-day compliance activities
Manage remediation tracking
Manage record-keeping
Present insights at board meetings
Provide leadership to junior team members
Provide guidance to junior team members
Foster high standards through coaching
Foster high standards through quality reviews
Foster high standards through collaboration
Foster high standards through continuous process improvement
How You'll Work.
Team & Collaboration
Work collaboratively; Share expertise; Engage with boards; Engage with senior stakeholders; Engage with regulated professionals; Guide junior staff; Review compliance outputs
Communication Scope
Clear communication; Concise communication; Professional communication; Verbal communication; Written communication; Presenting insights
Process & Methodology
Process improvement
Full Job Description
We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 6,500+ people across 24 jurisdictions and have assets under administration (AUA) exceeding US$857 billion. We work with 13 of the world’s top-15 private equity firms. Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology including a global data platform and innovative proprietary tools supported by in-house experts. Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding. We’re driven by our Group purpose, to power people and possibilities. The Client Compliance team at IQ‑EQ Jersey plays a critical role in supporting our supervised clients to meet their regulatory obligations. We work collaboratively, share expertise, and strive for excellence in delivering high‑quality compliance services across a diverse client base. You will support the Client Compliance Lead in the delivery of the client compliance programme for supervised clients of IQ-EQ in Jersey. You will lead and contribute to initiatives that ensure high-quality and consistent delivery of the client compliance service offering across the Jersey cluster. You will also act as Money Laundering Compliance Officer (“MLCO”) for supervised clients within the Private and Institutional Asset Owners segment (and other segments as agreed from time to time), and fulfil all responsibilities associated with this “key person” role. What you'll do * You’ll lead financial crime risk oversight as MLCO, ensuring robust AML/CFT compliance, advising boards on obligations and emerging risks, and overseeing the effectiveness of the MLRO. * You’ll design, implement, and continuously improve risk‑based Complian
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