Capital One
Finance
Manager,CapitalMarkets&RiskCollateralManagement
“Manager, Capital Markets & Risk- Collateral Management at Capital One. Skills: Collateral Management, Capital Markets, Risk Management, Derivatives, Regulatory Compliance. Oversee daily collateral margining processes. Partner with broker-dealers”
What You'll Achieve.
Timely and accurate execution of margin calls, disputes, and settlement processes; Improve operational efficiency; Streamline operations; Reduce processing time; Lower operating costs; Ensure compliance with regulatory margin rules; Provide insightful analysis on portfolio performance, margin utilization, and operational key performance indicators; Successfully transition new capabilities into the production environment; Mitigate operational, credit, and liquidity risks
Industry & Context.
Facilitate and resolve discrepancies timely and efficiently; Analyze and improve on current collateral management workflows; Identify, assess, and mitigate operational, credit, and liquidity risks
What They're Looking For.
Must Have
5 years of experience in Capital Markets, or Financial Analysis, or a combination
Nice to Have
7+ years of experience in a capital market operations, 7+ years of experience using SQL, or Python, or a combination, 7+ years of experience with collateral or margin management, derivatives, mortgage backed securities, or a combination, Previous experience using Google Suite or Microsoft Office
What You'll Do.
Oversee daily collateral margining processes
Partner with broker-dealers
Act as the primary point of contact and subject matter expert for the firm's collateral margining tools and infrastructure
Proactively manage margin calls
and settlement processes
Ensure timely and accurate execution in accordance with relevant agreements (e. g.
professional relationships with external broker-dealer counterparties
Facilitate and resolve discrepancies timely and efficiently
Stay abreast of Swap Dealer operational processes and requirements
Ensure compliance with regulatory margin rules
Recommend and implement process changes to improve operational efficiency
Continuously analyze and improve on current collateral management workflows
manual intervention points
and areas prone to error or risk
and spearhead the implementation of strategic and tactical enhancements
Leverage technology and automation tools to streamline operations
reduce processing time
and lower operating costs
Develop and maintain comprehensive procedure documentation for all new and existing processes
Serve as the Capital Markets Ops subject matter expert on industry wide initiatives and legislation and impact to collateral processes
Maintain an in-depth understanding of current and pending regulatory changes impacting collateral management and capital markets operations
Proactively assess the operational impact of new regulations on existing processes and infrastructure
Develop remediation strategies as necessary
Cultivate productive relationships with key internal and external partners
Build and nurture robust working relationships with critical internal stakeholders
including Trading Desks
Serve as the operational liaison for collateral-related inquiries and projects
Ensure seamless communication and alignment of goals
Support all corporate collateral management programs and reporting
Generate and distribute critical daily
and monthly collateral management reports
Provide insightful analysis on portfolio performance
and operational key performance indicators
Ensure reporting meets all internal governance standards and external regulatory mandates
Collaborate with cross functional teams to launch new initiatives
Actively participate in
operational workstreams for new product launches
or strategic business initiatives related to Capital Markets
Partner closely with Technology and Business teams to define requirements
execute user acceptance testing (UAT)
and successfully transition new capabilities into the production environment
Anticipate and mitigate risks through proactive process controls and governance frameworks
Establish and monitor robust internal controls and governance frameworks within the collateral management function to identify
and mitigate operational
Support control testing and internal audits
How You'll Work.
Team & Collaboration
Partner with broker-dealers; Cultivate strong, professional relationships with external broker-dealers; Cultivate productive relationships with key internal and external partners; Build and nurture robust working relationships with critical internal stakeholders, including Trading Desks, Legal, Treasury, Risk Management, Finance, and Technology teams; Serve as the operational liaison for collateral-related inquiries and projects; Collaborate with cross functional teams to launch new initiatives; Partner closely with Technology and Business teams
Communication Scope
Seamless communication
Process & Methodology
Spearhead the implementation of strategic and tactical enhancements, Lead operational workstreams for new product launches, system migrations, or strategic business initiatives
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