Commbank

Financial Services

ManagerBrokerConductandInvestigations

A$155–215k ~AI est. Melbourne, Australia; Perth, Australia; Australia FULL TIME
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Manager candidates.

The Brief

“Manager Broker Conduct and Investigations at Commbank. Skills: Broker conduct, Investigations, Risk management, Consequence management. Lead investigations into broker misconduct. Lead investigations into fraud”

What You'll Achieve.

Protecting the Group; Robust investigation outcomes; Effective consequence management; Strengthening governance frameworks

Industry & Context.

Financial Services
Problems you'll solve

Analytical capability; Problem-solving capability; Attention to detail

What They're Looking For.

Must Have

knowledge of NCCP, responsible lending obligations, complex investigations experience, misconduct risk management experience, fraud risk management experience, risk management understanding, governance understanding, consequence management frameworks understanding, analytical capability, problem-solving capability, attention to detail, influence senior stakeholders, engage senior stakeholders, excellent written communication skills, produce clear outputs, produce concise outputs, produce regulator-ready outputs

What You'll Do.

Lead investigations into broker misconduct

Lead investigations into fraud

Lead investigations into regulatory breaches

Assess broker-introduced loan files

Assess intelligence sources

Determine risk exposure

Determine underlying drivers

Deliver recommendations

Recommend appropriate outcomes

Ensure investigations are consistent

Ensure decisions are consistent

Ensure investigations are well-documented

Ensure decisions are well-documented

Ensure investigations are defensible

Ensure decisions are defensible

Identify emerging risks

Identify systemic issues

Identify control gaps

Influence stakeholders

Support escalation of matters

Contribute to audit activities

Contribute to assurance activities

Contribute to risk forum activities

How You'll Work.

Team & Collaboration

Sales stakeholders; Credit stakeholders; Risk stakeholders; Compliance stakeholders; Legal stakeholders; External partners

Communication Scope

Written communication; Regulator-ready outputs

Full Job Description

**Do work that matters:** We are seeking an experienced risk and investigations professional to lead complex broker conduct matters across the third-party channel. This role plays a critical part in protecting the Group by ensuring robust investigation outcomes, strong governance, and effective consequence management aligned to regulatory expectations. You will be responsible for identifying and managing broker misconduct, fraud, and compliance risks, while providing trusted advice to senior stakeholders and strengthening governance frameworks across Home Buying. **On any given day you will:** * Lead end-to-end investigations into broker misconduct, fraud, and regulatory breaches. * Assess broker-introduced loan files and intelligence sources to determine risk exposure and underlying drivers. * Deliver clear, evidence-based findings and recommendations aligned to internal frameworks and regulatory standards. * Recommend appropriate outcomes in line with the Broker Consequence Management Framework. * Ensure all investigations and decisions are consistent, well-documented, and defensible for audit and regulatory review. * Identify emerging risks, systemic issues, and control gaps, and drive improvements. * Engage and influence stakeholders across Sales, Credit, Risk, Compliance, Legal, and external partners. * Support escalation of significant matters to senior leaders and governance forums. * Contribute to audit, assurance, and risk forum activities. **Your experience looks like:** * Strong knowledge of NCCP, responsible lending obligations, and regulatory frameworks. * Proven experience in complex investigations, misconduct, or fraud risk management. * Deep understanding of risk management, governance, and consequence management frameworks. * Highly developed analytical and problem-solving capability, with strong attention to detail. * Ability to influence and engage senior stakeholders across business and risk functions. * Excellent written communication skills, wi

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