Commbank
Financial Services
ManagerBrokerConductandInvestigations
Neural analysis suggests this role is
optimal for Manager candidates.
“Manager Broker Conduct and Investigations at Commbank. Skills: Broker conduct, Investigations, Risk management, Consequence management. Lead investigations into broker misconduct. Lead investigations into fraud”
What You'll Achieve.
Protecting the Group; Robust investigation outcomes; Effective consequence management; Strengthening governance frameworks
Industry & Context.
Analytical capability; Problem-solving capability; Attention to detail
What They're Looking For.
Must Have
knowledge of NCCP, responsible lending obligations, complex investigations experience, misconduct risk management experience, fraud risk management experience, risk management understanding, governance understanding, consequence management frameworks understanding, analytical capability, problem-solving capability, attention to detail, influence senior stakeholders, engage senior stakeholders, excellent written communication skills, produce clear outputs, produce concise outputs, produce regulator-ready outputs
What You'll Do.
Lead investigations into broker misconduct
Lead investigations into fraud
Lead investigations into regulatory breaches
Assess broker-introduced loan files
Assess intelligence sources
Determine risk exposure
Determine underlying drivers
Deliver recommendations
Recommend appropriate outcomes
Ensure investigations are consistent
Ensure decisions are consistent
Ensure investigations are well-documented
Ensure decisions are well-documented
Ensure investigations are defensible
Ensure decisions are defensible
Identify emerging risks
Identify systemic issues
Identify control gaps
Influence stakeholders
Support escalation of matters
Contribute to audit activities
Contribute to assurance activities
Contribute to risk forum activities
How You'll Work.
Team & Collaboration
Sales stakeholders; Credit stakeholders; Risk stakeholders; Compliance stakeholders; Legal stakeholders; External partners
Communication Scope
Written communication; Regulator-ready outputs
Full Job Description
**Do work that matters:** We are seeking an experienced risk and investigations professional to lead complex broker conduct matters across the third-party channel. This role plays a critical part in protecting the Group by ensuring robust investigation outcomes, strong governance, and effective consequence management aligned to regulatory expectations. You will be responsible for identifying and managing broker misconduct, fraud, and compliance risks, while providing trusted advice to senior stakeholders and strengthening governance frameworks across Home Buying. **On any given day you will:** * Lead end-to-end investigations into broker misconduct, fraud, and regulatory breaches. * Assess broker-introduced loan files and intelligence sources to determine risk exposure and underlying drivers. * Deliver clear, evidence-based findings and recommendations aligned to internal frameworks and regulatory standards. * Recommend appropriate outcomes in line with the Broker Consequence Management Framework. * Ensure all investigations and decisions are consistent, well-documented, and defensible for audit and regulatory review. * Identify emerging risks, systemic issues, and control gaps, and drive improvements. * Engage and influence stakeholders across Sales, Credit, Risk, Compliance, Legal, and external partners. * Support escalation of significant matters to senior leaders and governance forums. * Contribute to audit, assurance, and risk forum activities. **Your experience looks like:** * Strong knowledge of NCCP, responsible lending obligations, and regulatory frameworks. * Proven experience in complex investigations, misconduct, or fraud risk management. * Deep understanding of risk management, governance, and consequence management frameworks. * Highly developed analytical and problem-solving capability, with strong attention to detail. * Ability to influence and engage senior stakeholders across business and risk functions. * Excellent written communication skills, wi
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