Vanguard

Financial Services

LeadInvestmentAuditor

$175–250k ~AI est. Malvern, Pennsylvania, United States FULL TIME Remote Friendly
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Lead candidates.

The Brief

“Lead Investment Auditor at Vanguard. Skills: Investment audit, Control environment, Stakeholder influence. Lead end-to-end audit engagements. Provide independent challenge to business stakeholders”

What You'll Achieve.

Strengthen the control environment; Drive outcomes; Implement improvements

Industry & Context.

Financial Services
Problems you'll solve

Identify control gaps; Assess risk; Develop recommendations

Eligibility Requirements

Regular on-site presence in Malvern, PA, Visa sponsorship is not available

What They're Looking For.

Must Have

8+ years of experience in financial services, Experience leading or owning audit engagements, Applied knowledge of the investment lifecycle, Proven ability to identify control gaps, Demonstrated experience presenting to and influencing stakeholders, Experience mentoring, reviewing, or guiding others’ work

Nice to Have

Bachelor’s degree in Finance, Accounting, or related advanced degree or certification (CIA, CFA, FRM) preferred

What You'll Do.

Lead end-to-end audit engagements

Provide independent challenge to business stakeholders

Drive testing strategies

Evaluate the design and operating effectiveness of controls

Identify control gaps

business-relevant recommendations

Clearly communicate findings to senior leadership

Influence stakeholders to implement improvements

Lead multiple engagements concurrently

Drive alignment across cross-functional stakeholders

Provide informal leadership and coaching to junior team

Review work and offer feedback

Support audit risk assessments

Contribute to the development of the annual audit

Promote innovation through agile audit techniques

Promote continuous improvement initiatives

How You'll Work.

Team & Collaboration

Cross-functional stakeholders; Junior team members

Communication Scope

Presenting to stakeholders; Communicating findings

Process & Methodology

Agile audit techniques

Full Job Description

We are seeking a Lead Investment Auditor to join our Internal Audit team. This role is responsible for owning end-to-end audit engagements across the investment lifecycle, providing independent challenge to front-, middle-, and back-office functions, and influencing stakeholders to strengthen the control environment. This is a highly visible role requiring a balance of technical audit expertise, investment operations knowledge, and leadership capability. The ideal candidate brings hands-on experience leading audits within investment operations and fund accounting environments, along with the ability to drive outcomes—not just execute testing. _This position is hybrid and requires regular on-site presence in Malvern, PA. Visa sponsorship is not available._ ## **Key Responsibilities** * Lead end-to-end audit engagements, including planning, scoping, execution, and reporting across investment-related processes * Provide independent challenge to business stakeholders across front office (portfolio management/trading), middle office (investment operations), and back office (fund accounting, NAV oversight) * Define audit scope, identify risks, and drive testing strategies, ensuring high-quality and efficient execution * Evaluate the design and operating effectiveness of controls, including NAV calculations, valuations, reconciliations, trade lifecycle processes, and income/expense accuracy * Identify control gaps and develop actionable, business-relevant recommendations * Clearly communicate findings to senior leadership, influencing stakeholders to implement improvements in complex or ambiguous environments * Lead multiple engagements concurrently and drive alignment across cross-functional stakeholders * Provide informal leadership and coaching to junior team members, including reviewing work and offering feedback * Support audit risk assessments and contribute to the development of the annual audit plan * Promote innovation through agile audit techniques and continuous

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