Vanguard
Financial Services
LeadInvestmentAuditor
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“Lead Investment Auditor at Vanguard. Skills: Investment audit, Control environment, Stakeholder influence. Lead end-to-end audit engagements. Provide independent challenge to business stakeholders”
What You'll Achieve.
Strengthen the control environment; Drive outcomes; Implement improvements
Industry & Context.
Identify control gaps; Assess risk; Develop recommendations
Regular on-site presence in Malvern, PA, Visa sponsorship is not available
What They're Looking For.
Must Have
8+ years of experience in financial services, Experience leading or owning audit engagements, Applied knowledge of the investment lifecycle, Proven ability to identify control gaps, Demonstrated experience presenting to and influencing stakeholders, Experience mentoring, reviewing, or guiding others’ work
Nice to Have
Bachelor’s degree in Finance, Accounting, or related advanced degree or certification (CIA, CFA, FRM) preferred
What You'll Do.
Lead end-to-end audit engagements
Provide independent challenge to business stakeholders
Drive testing strategies
Evaluate the design and operating effectiveness of controls
Identify control gaps
business-relevant recommendations
Clearly communicate findings to senior leadership
Influence stakeholders to implement improvements
Lead multiple engagements concurrently
Drive alignment across cross-functional stakeholders
Provide informal leadership and coaching to junior team
Review work and offer feedback
Support audit risk assessments
Contribute to the development of the annual audit
Promote innovation through agile audit techniques
Promote continuous improvement initiatives
How You'll Work.
Team & Collaboration
Cross-functional stakeholders; Junior team members
Communication Scope
Presenting to stakeholders; Communicating findings
Process & Methodology
Agile audit techniques
Full Job Description
We are seeking a Lead Investment Auditor to join our Internal Audit team. This role is responsible for owning end-to-end audit engagements across the investment lifecycle, providing independent challenge to front-, middle-, and back-office functions, and influencing stakeholders to strengthen the control environment. This is a highly visible role requiring a balance of technical audit expertise, investment operations knowledge, and leadership capability. The ideal candidate brings hands-on experience leading audits within investment operations and fund accounting environments, along with the ability to drive outcomes—not just execute testing. _This position is hybrid and requires regular on-site presence in Malvern, PA. Visa sponsorship is not available._ ## **Key Responsibilities** * Lead end-to-end audit engagements, including planning, scoping, execution, and reporting across investment-related processes * Provide independent challenge to business stakeholders across front office (portfolio management/trading), middle office (investment operations), and back office (fund accounting, NAV oversight) * Define audit scope, identify risks, and drive testing strategies, ensuring high-quality and efficient execution * Evaluate the design and operating effectiveness of controls, including NAV calculations, valuations, reconciliations, trade lifecycle processes, and income/expense accuracy * Identify control gaps and develop actionable, business-relevant recommendations * Clearly communicate findings to senior leadership, influencing stakeholders to implement improvements in complex or ambiguous environments * Lead multiple engagements concurrently and drive alignment across cross-functional stakeholders * Provide informal leadership and coaching to junior team members, including reviewing work and offering feedback * Support audit risk assessments and contribute to the development of the annual audit plan * Promote innovation through agile audit techniques and continuous
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