FCA
Legal
LeadInterventionsAssociate
Neural analysis suggests this role is
optimal for Lead candidates.
“Lead Interventions Associate at FCA. Skills: Interventions, Legal drafting, Regulatory investigations, Stakeholder engagement. Progress demanding interventions. Draft interventions documents”
Industry & Context.
Evidence analysis; Judgement; Adapt advice
What They're Looking For.
Must Have
Qualified lawyer with practising certificate, Significant post qualification experience, Contentious financial services experience, Regulatory investigations experience, Financial investigations experience, Complex financial litigation experience, Manage varied caseload, Analyse complex evidence, Manage competing tasks, Meet agreed deadlines, Effective communication skills, Exercise own judgement, Advise junior colleagues, Delegate work to junior colleagues, Effective relationship management skills, Manage varied, changing, urgent caseload
Nice to Have
International qualification allowing practice in England and Wales
What You'll Do.
Progress demanding interventions
Draft interventions documents
Draft statutory notices
Draft legal advice notes
Draft Tribunal documents
Present to senior stakeholders
Build working relationships
Maintain working relationships
Oversee work of others
Contribute to training
Act as technical escalation point
Line manage Associates
Manage professional development
Ensure optimal performance
Manage poor performance
How You'll Work.
Team & Collaboration
Internal committee meetings; Meetings with external advisors; Colleagues in other areas; Regulated firms; Firm representatives; External bodies
Communication Scope
Presenting to stakeholders; Oral communication; Written communication
Process & Methodology
Case management, Workload balancing, Delegation
Full Job Description
**_Lead Interventions Associate_** **Division:** Enforcement and Market Oversight **Department** : Interventions * **Salary:** National (Edinburgh and Leeds) ranging from £69,700 to £78,100 and London from £76,600 to £85,000 (salary offered will be based on skills and experience) * **This role is graded as:** Lead Associate – Practicing Legal * **Your External recruitment contact is** Riley via [[email protected]](mailto:[email protected]). * **Your Internal recruitment contact is** Tali via [[email protected]](mailto:[email protected]) Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted. **_About the FCA and team_** We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services. Enforcement & Market Oversight (EMO) is responsible for the FCA’s responsibilities for market monitoring, delivery of the functions of the UK Listing Authority (UKLA) and the investigation and prosecution of misconduct using the whole spectrum of criminal, civil and administrative sanctions and remedies against firms and individuals. Sitting within the Retail and Regulatory Investigations Directorate, the Retail 4 Interventions teams in Enforcement provide strategic support, guidance and legal advice across Supervision to allow us to effectively intervene to prevent harm to consumers and the industry and seek to assist firms in establishing and maintain high regulatory standards. **_Role responsibilities_** * Progressing a portfolio of demanding interventions, often with tight deadlines, without close day to day oversight * Clear, accurate drafting of all forms of interventions documents (including statutory notices, legal advice notes and Tribunal documents) * Presenting to senior stakeholders with credibility, including at internal c
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