LendingClub
FinTech
LeadComplianceAuditor
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“Lead Compliance Auditor at LendingClub”
Industry & Context.
Full Job Description
### _Current Employees of LendingClub: Please apply via your internal Workday Account_ LendingClub (soon to be Happen Bank) is built around a simple purpose: to clear the way to help people turn intention into action, and action into financial progress. That means offering focused products, a frictionless mobile-first experience, and clear terms with no gotchas. Respect and fairness is part of our DNA, and that ideal shapes how we work, how we treat each other, and how we invest in our employees and our community. Join us in using data, bold thinking, and a commitment to innovation to help clear the way for millions of Americans to achieve more. ## ## About the Role We are looking for an objective, highly skilled Lead Compliance Auditor who will thrive in a dynamic environment and adapt easily to change. In this role, the candidate will bring internal audit and financial services experience to deliver audit assurance and to help innovate the function’s methods, tools, and assurance capabilities. ## ## What You'll Do * Lead and perform moderate to high-complexity audit work with limited supervision * Identify key risks across end-to-end processes and develop risk-based audit scopes and test plans * Execute and document audit procedures in accordance with Institute of Internal Auditors (IIA) standards * Provide guidance and mentorship to audit team members throughout audit execution, fostering collaboration and professional growth * Partner with business leaders to validate findings, identify root causes, and agree on practical, sustainable corrective actions—while maintaining professional independence * Monitor management’s progress on remediation efforts and validate completed actions * Support department-wide projects and initiatives to enhance LCIA’s audit methodologies, tools, and assurance capabilities * Own and advance the Bank's established Compliance and Financial Crimes Compliance coverage strategies, refining them over time to ensure complete regulatory cov
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