MUFG Investor Services
Financial Services
JuniorAssociateDirector,RegulatoryReporting
Neural analysis suggests this role is
optimal for mid candidates.
“Junior Associate Director, Regulatory Reporting at MUFG Investor Services. Skills: Regulatory reporting, Financial instruments, Fund administration. Liaise with clients and vendors. Participate in system improvement initiatives”
Industry & Context.
What They're Looking For.
Must Have
3-5 years’ experience in regulatory reporting, Post-secondary education in finance, accounting, mathematics or related fields, Proficiency with Microsoft Excel/Word
Nice to Have
Progress toward ACA, ACCA, CPA, CIMA, or CFA, Experience with accounting software Geneva, Investran or Yardi, Experience with regulatory reporting software Confluence, AQ Metrics, Workiva, Axioma, Mantra beneficial but not necessary, Experience with financial instruments such as equities, bonds, bank debt, derivatives, Knowledge of AIFMD – Annex IV, Knowledge of Form PF, Knowledge of Form CPO PQR, Knowledge of Open Protocol, Knowledge of CBI monthly and quarterly returns, Knowledge of CSSFCL monthly and quarterly returns, Knowledge of BMA monthly and quarterly returns, Knowledge of 1099 reporting, Knowledge of Form 13F, Knowledge of Investor Transparency reporting, Knowledge of Solvency II reporting
What You'll Do.
Liaise with clients and vendors
Participate in system improvement initiatives
Prepare client regulatory reporting deliverables
Review client regulatory reporting deliverables
Coordinate client regulatory reporting deliverables
Work with internal teams
Ensure internal deliverables are met
Ensure external deliverables are met
Assist in developing regulatory reporting processes
Assist in improving regulatory reporting processes
Assist with department resource planning
Assist with staff allocation
Build relationship with clients
Maintain relationship with clients
Build relationship with vendors
Maintain relationship with vendors
Develop understanding of regulatory reporting environment
Ensure processes are performed in accordance with procedures
Ensure processes are performed in accordance with controls
Complete relevant checklists
Keep up to date with regulations
Apply applicable regulations
Keep up to date with accounting standards
Apply accounting standards
Keep up to date with jurisdiction requirements
Apply jurisdiction requirements
Prepare regulatory reporting workings
Review regulatory reporting workings
Prepare regulatory reporting reports
Review regulatory reporting reports
Respond to stakeholder queries
Support junior team members
Provide on-the-job training
How You'll Work.
Team & Collaboration
Internal teams; Client Operations; Investor Operations; Client Integration
Communication Scope
Stakeholder queries
Full Job Description
MUFG Investor Services is a trusted partner to many of the world’s largest public and private funds, providing asset servicing and operational solutions built for alternatives. With over $1 trillion in client assets under administration, we offer fund administration, banking, payments, fund financing, foreign exchange overlay, corporate and regulatory services, custody, business consulting, and more. Operating from 17 locations worldwide, we help clients mitigate risk, enhance efficiency, and navigate the operational complexities of today’s investment management landscape. As a division of Mitsubishi UFJ Financial Group (MUFG), one of the world’s largest financial institutions with approximately $3 trillion in assets, we combine deep expertise with the strength and stability of a leading financial institution. To learn more, visit us at [www.mufg-investorservices.com](http://www.mufg-investorservices.com/). * Liaise with investment managers/clients and vendors for day-to-day operational assistance. * Participate in various system improvement initiatives. * Prepare or co-ordinate and review all client regulatory reporting deliverables and associated reports as required. * Work with internal teams, such as Client Operations, Investor Operations and Client Integration etc., to ensure all internal and external deliverables are met. * Assist in developing and improving regulatory reporting processes and checklists. * Assist with department resource planning and staff allocation. * Build and maintain a strong relationship with clients and vendors. * Develop an understanding of the regulatory reporting environment. * Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed. * Keep up to date with and apply applicable regulations and accounting standards/jurisdiction requirements. * Prepare and review regulatory reporting workings and reports. * Respond to various stakeholder queries in a comprehensi
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